Howley W Nicholas's Form 4 filing
TransDigm Group INC (TDG) · filed Feb 17, 2023
- Accession no.
- 0001209191-23-010367
- Filed
- Feb 17, 2023
- Trade date
- Feb 15, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.91M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Howley W NicholasCIK 0001352573 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2023 | Common Stock | MOption exerciseAcquired | +6,500 | $173.29F1 | +$1,126,385 | 28,047.51 | Indirect | |
| Feb 15, 2023 | Common Stock | SSaleDisposed | −100 | $750.00 | −$75,000 | 27,947.51 | Indirect | |
| Feb 15, 2023 | Common Stock | SSaleDisposed | −600 | $752.15F2 | −$451,290 | 27,347.51 | Indirect | |
| Feb 15, 2023 | Common Stock | SSaleDisposed | −1,200 | $753.39F3 | −$904,068 | 26,147.51 | Indirect | |
| Feb 15, 2023 | Common Stock | SSaleDisposed | −2,289 | $754.52F4 | −$1,727,096.28 | 23,858.51 | Indirect | |
| Feb 15, 2023 | Common Stock | SSaleDisposed | −856 | $755.52F5 | −$646,725.12 | 23,002.51 | Indirect | |
| Feb 15, 2023 | Common Stock | SSaleDisposed | −455 | $756.58F6 | −$344,243.9 | 22,547.51 | Indirect | |
| Feb 15, 2023 | Common Stock | SSaleDisposed | −950 | $757.60F7 | −$719,720 | 21,597.51 | Indirect | |
| Feb 15, 2023 | Common Stock | SSaleDisposed | −50 | $758.14 | −$37,907 | 21,547.51 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2023 | Common Stock | MOption exerciseDisposed | −6,500 | $0.00 | $0 | 130,190 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $752.00 - $752.53. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $753.01 - $753.97. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $754.01 - $755.00. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $755.01 - $756.00. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $756.02 - $756.99. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $757.08 - $757.815. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
All transactions reported hereunder were made pursuant to an established 10B5-1 plan.