Valladares Jorge 的 Form 4 申報
TransDigm Group INC（TDG），2023/2/13 申報
- 申報編號
- 0001209191-23-008591
- 申報時間
- 2023/2/13
- 交易日
- 2023/2/9
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 13 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $2,419 萬。交易後 4 天申報。
這份申報後來被修正申報 0001209191-23-018342（2023/3/14）取代，網站的交易表改用修正後的版本。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Valladares JorgeCIK 0001432892 | 高階主管（營運長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/9 | Common Stock | M行使選擇權取得 | +32,000 | $148.45 | +$4,750,400 | 43,000 | 直接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −2,150 | $746.59F1 | −$1,605,168.5 | 40,850 | 直接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −2,858 | $750.17F2 | −$2,143,985.86 | 37,992 | 直接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −1,222 | $752.26F3 | −$919,261.72 | 36,770 | 直接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −365 | $753.26F4 | −$274,939.9 | 36,405 | 直接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −3,966 | $754.23F5 | −$2,991,276.18 | 32,439 | 直接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −3,944 | $755.25F6 | −$2,978,706 | 28,495 | 直接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −2,644 | $756.14F7 | −$1,999,234.16 | 25,851 | 直接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −3,225 | $757.33F8 | −$2,442,389.25 | 22,626 | 直接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −2,541 | $758.45F9 | −$1,927,221.45 | 20,085 | 直接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −5,723 | $759.44F10 | −$4,346,275.12 | 14,362 | 直接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −2,541 | $760.23F11 | −$1,931,744.43 | 11,821 | 直接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −821 | $761.15F12 | −$624,904.15 | 11,000 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/9 | Common Stock | M行使選擇權處分 | −32,000 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $746.57- $746.67. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $750.00- $750.885. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $751.64- $752.635. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $752.70- $753.55. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $753.70- $754.67. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $754.70- $755.69. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $755.70- $756.68. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $756.825- $757.815. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $757.885- $758.88. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $758.89- $759.86. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $759.89- $760.72. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F12
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $760.90- $761.74. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。