Valladares Jorge's Form 4 filing
TransDigm Group INC (TDG) · filed Feb 13, 2023
- Accession no.
- 0001209191-23-008591
- Filed
- Feb 13, 2023
- Trade date
- Feb 9, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 13 non-derivative transactions and 1 derivative transaction. Open-market sales total $24.2M. It was filed 4 days after the trade.
This filing was later replaced by the amendment 0001209191-23-018342 (Mar 14, 2023). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Valladares JorgeCIK 0001432892 | Officer (COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 9, 2023 | Common Stock | MOption exerciseAcquired | +32,000 | $148.45 | +$4,750,400 | 43,000 | Direct | |
| Feb 9, 2023 | Common Stock | SSaleDisposed | −2,150 | $746.59F1 | −$1,605,168.5 | 40,850 | Direct | |
| Feb 9, 2023 | Common Stock | SSaleDisposed | −2,858 | $750.17F2 | −$2,143,985.86 | 37,992 | Direct | |
| Feb 9, 2023 | Common Stock | SSaleDisposed | −1,222 | $752.26F3 | −$919,261.72 | 36,770 | Direct | |
| Feb 9, 2023 | Common Stock | SSaleDisposed | −365 | $753.26F4 | −$274,939.9 | 36,405 | Direct | |
| Feb 9, 2023 | Common Stock | SSaleDisposed | −3,966 | $754.23F5 | −$2,991,276.18 | 32,439 | Direct | |
| Feb 9, 2023 | Common Stock | SSaleDisposed | −3,944 | $755.25F6 | −$2,978,706 | 28,495 | Direct | |
| Feb 9, 2023 | Common Stock | SSaleDisposed | −2,644 | $756.14F7 | −$1,999,234.16 | 25,851 | Direct | |
| Feb 9, 2023 | Common Stock | SSaleDisposed | −3,225 | $757.33F8 | −$2,442,389.25 | 22,626 | Direct | |
| Feb 9, 2023 | Common Stock | SSaleDisposed | −2,541 | $758.45F9 | −$1,927,221.45 | 20,085 | Direct | |
| Feb 9, 2023 | Common Stock | SSaleDisposed | −5,723 | $759.44F10 | −$4,346,275.12 | 14,362 | Direct | |
| Feb 9, 2023 | Common Stock | SSaleDisposed | −2,541 | $760.23F11 | −$1,931,744.43 | 11,821 | Direct | |
| Feb 9, 2023 | Common Stock | SSaleDisposed | −821 | $761.15F12 | −$624,904.15 | 11,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 9, 2023 | Common Stock | MOption exerciseDisposed | −32,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $746.57- $746.67. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $750.00- $750.885. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $751.64- $752.635. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $752.70- $753.55. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $753.70- $754.67. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $754.70- $755.69. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $755.70- $756.68. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $756.825- $757.815. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $757.885- $758.88. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $758.89- $759.86. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F11
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $759.89- $760.72. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F12
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $760.90- $761.74. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.