Valladares Jorge 的 Form 4 申報
TransDigm Group INC（TDG），2023/1/13 申報
- 申報編號
- 0001209191-23-003222
- 申報時間
- 2023/1/13
- 交易日
- 2023/1/11
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 11 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $1,335 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Valladares JorgeCIK 0001432892 | 高階主管（營運長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/1/11 | Common Stock | M行使選擇權取得 | +20,000 | $148.45 | +$2,969,000 | 31,000 | 直接 | |
| 2023/1/11 | Common Stock | S賣出處分 | −385 | $660.20F1 | −$254,177 | 30,615 | 直接 | |
| 2023/1/11 | Common Stock | S賣出處分 | −180 | $661.07F2 | −$118,992.6 | 30,435 | 直接 | |
| 2023/1/11 | Common Stock | S賣出處分 | −146 | $662.97F3 | −$96,793.62 | 30,289 | 直接 | |
| 2023/1/11 | Common Stock | S賣出處分 | −414 | $664.39F4 | −$275,057.46 | 29,875 | 直接 | |
| 2023/1/11 | Common Stock | S賣出處分 | −1,466 | $665.24F5 | −$975,241.84 | 28,409 | 直接 | |
| 2023/1/11 | Common Stock | S賣出處分 | −2,524 | $666.22F6 | −$1,681,539.28 | 25,885 | 直接 | |
| 2023/1/11 | Common Stock | S賣出處分 | −6,203 | $667.34F7 | −$4,139,510.02 | 19,682 | 直接 | |
| 2023/1/11 | Common Stock | S賣出處分 | −4,220 | $668.10F8 | −$2,819,382 | 15,462 | 直接 | |
| 2023/1/11 | Common Stock | S賣出處分 | −2,600 | $669.28F9 | −$1,740,128 | 12,862 | 直接 | |
| 2023/1/11 | Common Stock | S賣出處分 | −1,862 | $669.87F10 | −$1,247,297.94 | 11,000 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/1/11 | Common Stock | M行使選擇權處分 | −20,000 | $0.00 | $0 | 32,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $660.00 - $660.40. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $661.00 - $661.17. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $662.47 - $663.07. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $663.68 - $664.67. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $664.70 - $665.68. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $665.70 - $666.68. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $666.71 - $667.70. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $667.71 - $668.705. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $668.71 - $669.70. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $669.71 - $670.37. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
備註
All transactions reported hereunder were made pursuant to an established 10B5-1 plan.