Valladares Jorge's Form 4 filing
TransDigm Group INC (TDG) · filed Jan 13, 2023
- Accession no.
- 0001209191-23-003222
- Filed
- Jan 13, 2023
- Trade date
- Jan 11, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 11 non-derivative transactions and 1 derivative transaction. Open-market sales total $13.3M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Valladares JorgeCIK 0001432892 | Officer (COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 11, 2023 | Common Stock | MOption exerciseAcquired | +20,000 | $148.45 | +$2,969,000 | 31,000 | Direct | |
| Jan 11, 2023 | Common Stock | SSaleDisposed | −385 | $660.20F1 | −$254,177 | 30,615 | Direct | |
| Jan 11, 2023 | Common Stock | SSaleDisposed | −180 | $661.07F2 | −$118,992.6 | 30,435 | Direct | |
| Jan 11, 2023 | Common Stock | SSaleDisposed | −146 | $662.97F3 | −$96,793.62 | 30,289 | Direct | |
| Jan 11, 2023 | Common Stock | SSaleDisposed | −414 | $664.39F4 | −$275,057.46 | 29,875 | Direct | |
| Jan 11, 2023 | Common Stock | SSaleDisposed | −1,466 | $665.24F5 | −$975,241.84 | 28,409 | Direct | |
| Jan 11, 2023 | Common Stock | SSaleDisposed | −2,524 | $666.22F6 | −$1,681,539.28 | 25,885 | Direct | |
| Jan 11, 2023 | Common Stock | SSaleDisposed | −6,203 | $667.34F7 | −$4,139,510.02 | 19,682 | Direct | |
| Jan 11, 2023 | Common Stock | SSaleDisposed | −4,220 | $668.10F8 | −$2,819,382 | 15,462 | Direct | |
| Jan 11, 2023 | Common Stock | SSaleDisposed | −2,600 | $669.28F9 | −$1,740,128 | 12,862 | Direct | |
| Jan 11, 2023 | Common Stock | SSaleDisposed | −1,862 | $669.87F10 | −$1,247,297.94 | 11,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 11, 2023 | Common Stock | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 32,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $660.00 - $660.40. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $661.00 - $661.17. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $662.47 - $663.07. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $663.68 - $664.67. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $664.70 - $665.68. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $665.70 - $666.68. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $666.71 - $667.70. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $667.71 - $668.705. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $668.71 - $669.70. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $669.71 - $670.37. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
All transactions reported hereunder were made pursuant to an established 10B5-1 plan.