Howley W Nicholas 的 Form 4 申報
TransDigm Group INC（TDG），2022/10/19 申報
- 申報編號
- 0001209191-22-054064
- 申報時間
- 2022/10/19
- 交易日
- 2022/10/17
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 10 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $607.3 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Howley W NicholasCIK 0001352573 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/10/17 | Common Stock | M行使選擇權取得 | +11,500 | $111.59F1 | +$1,283,285 | 33,047.51 | 間接 | |
| 2022/10/17 | Common Stock | S賣出處分 | −426 | $524.66F2 | −$223,505.16 | 32,621.51 | 間接 | |
| 2022/10/17 | Common Stock | S賣出處分 | −2,152 | $525.52F3 | −$1,130,919.04 | 30,469.51 | 間接 | |
| 2022/10/17 | Common Stock | S賣出處分 | −1,478 | $526.60F4 | −$778,314.8 | 28,991.51 | 間接 | |
| 2022/10/17 | Common Stock | S賣出處分 | −1,707 | $527.39F5 | −$900,254.73 | 27,284.51 | 間接 | |
| 2022/10/17 | Common Stock | S賣出處分 | −950 | $528.70F6 | −$502,265 | 26,334.51 | 間接 | |
| 2022/10/17 | Common Stock | S賣出處分 | −2,879 | $529.53F7 | −$1,524,516.87 | 23,455.51 | 間接 | |
| 2022/10/17 | Common Stock | S賣出處分 | −1,123 | $530.65F8 | −$595,919.95 | 22,332.51 | 間接 | |
| 2022/10/17 | Common Stock | S賣出處分 | −724 | $531.29F9 | −$384,653.96 | 21,608.51 | 間接 | |
| 2022/10/17 | Common Stock | S賣出處分 | −61 | $532.70 | −$32,494.7 | 21,547.51 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/10/17 | Common Stock | M行使選擇權處分 | −11,500 | $0.00 | $0 | 0 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $524.01 - $524.98. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $525.01 - $526.00. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $526.01 - $527.00. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $527.01 - $527.98. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $528.05 - $529.04. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $529.05 - $530.04. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $530.06 - $531.04. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $531.07 - $531.76. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
備註
All transactions reported hereunder were made pursuant to an established 10B5-1 plan.