Howley W Nicholas's Form 4 filing
TransDigm Group INC (TDG) · filed Oct 19, 2022
- Accession no.
- 0001209191-22-054064
- Filed
- Oct 19, 2022
- Trade date
- Oct 17, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 1 derivative transaction. Open-market sales total $6.07M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Howley W NicholasCIK 0001352573 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 17, 2022 | Common Stock | MOption exerciseAcquired | +11,500 | $111.59F1 | +$1,283,285 | 33,047.51 | Indirect | |
| Oct 17, 2022 | Common Stock | SSaleDisposed | −426 | $524.66F2 | −$223,505.16 | 32,621.51 | Indirect | |
| Oct 17, 2022 | Common Stock | SSaleDisposed | −2,152 | $525.52F3 | −$1,130,919.04 | 30,469.51 | Indirect | |
| Oct 17, 2022 | Common Stock | SSaleDisposed | −1,478 | $526.60F4 | −$778,314.8 | 28,991.51 | Indirect | |
| Oct 17, 2022 | Common Stock | SSaleDisposed | −1,707 | $527.39F5 | −$900,254.73 | 27,284.51 | Indirect | |
| Oct 17, 2022 | Common Stock | SSaleDisposed | −950 | $528.70F6 | −$502,265 | 26,334.51 | Indirect | |
| Oct 17, 2022 | Common Stock | SSaleDisposed | −2,879 | $529.53F7 | −$1,524,516.87 | 23,455.51 | Indirect | |
| Oct 17, 2022 | Common Stock | SSaleDisposed | −1,123 | $530.65F8 | −$595,919.95 | 22,332.51 | Indirect | |
| Oct 17, 2022 | Common Stock | SSaleDisposed | −724 | $531.29F9 | −$384,653.96 | 21,608.51 | Indirect | |
| Oct 17, 2022 | Common Stock | SSaleDisposed | −61 | $532.70 | −$32,494.7 | 21,547.51 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 17, 2022 | Common Stock | MOption exerciseDisposed | −11,500 | $0.00 | $0 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $524.01 - $524.98. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $525.01 - $526.00. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $526.01 - $527.00. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $527.01 - $527.98. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $528.05 - $529.04. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $529.05 - $530.04. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $530.06 - $531.04. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $531.07 - $531.76. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
All transactions reported hereunder were made pursuant to an established 10B5-1 plan.