Couling John D 的 Form 4 申報
Dolby Laboratories, Inc.（DLB），2022/10/5 申報
- 申報編號
- 0001209191-22-052892
- 申報時間
- 2022/10/5
- 交易日
- 2022/10/3-10/4
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 7 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $359.2 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Couling John DCIK 0001894052 | 高階主管（SVP, Entertainment） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/10/3 | Class A Common Stock | M行使選擇權取得 | +29,300 | $30.49 | +$893,357 | 108,535 | 直接 | |
| 2022/10/3 | Class A Common Stock | S賣出處分 | −29,300 | $66.30F2 | −$1,942,590 | 79,235 | 直接 | |
| 2022/10/3 | Class A Common Stock | M行使選擇權取得 | +20,700 | $33.15 | +$686,205 | 99,935 | 直接 | |
| 2022/10/3 | Class A Common Stock | S賣出處分 | −8,680 | $65.33F3 | −$567,064.4 | 91,255 | 直接 | |
| 2022/10/3 | Class A Common Stock | S賣出處分 | −12,020 | $65.81F4 | −$791,036.2 | 79,235 | 直接 | |
| 2022/10/4 | Class A Common Stock | M行使選擇權取得 | +4,300 | $33.15 | +$142,545 | 83,535 | 直接 | |
| 2022/10/4 | Class A Common Stock | S賣出處分 | −4,300 | $67.72F5 | −$291,196 | 79,235 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/10/3 | Class A Common Stock | M行使選擇權處分 | −29,300 | $0.00 | $0 | 0 | 直接 | |
| 2022/10/3 | Class A Common Stock | M行使選擇權處分 | −20,700 | $0.00 | $0 | 4,300 | 直接 | |
| 2022/10/4 | Class A Common Stock | M行使選擇權處分 | −4,300 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $65.91 to $66.655. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $64.69 to $65.685. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $65.69 to $65.91. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $67.20 to $67.945. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
備註
The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan.