Couling John D's Form 4 filing
Dolby Laboratories, Inc. (DLB) · filed Oct 5, 2022
- Accession no.
- 0001209191-22-052892
- Filed
- Oct 5, 2022
- Trade date
- Oct 3-4, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $3.59M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Couling John DCIK 0001894052 | Officer (SVP, Entertainment) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 3, 2022 | Class A Common Stock | MOption exerciseAcquired | +29,300 | $30.49 | +$893,357 | 108,535 | Direct | |
| Oct 3, 2022 | Class A Common Stock | SSaleDisposed | −29,300 | $66.30F2 | −$1,942,590 | 79,235 | Direct | |
| Oct 3, 2022 | Class A Common Stock | MOption exerciseAcquired | +20,700 | $33.15 | +$686,205 | 99,935 | Direct | |
| Oct 3, 2022 | Class A Common Stock | SSaleDisposed | −8,680 | $65.33F3 | −$567,064.4 | 91,255 | Direct | |
| Oct 3, 2022 | Class A Common Stock | SSaleDisposed | −12,020 | $65.81F4 | −$791,036.2 | 79,235 | Direct | |
| Oct 4, 2022 | Class A Common Stock | MOption exerciseAcquired | +4,300 | $33.15 | +$142,545 | 83,535 | Direct | |
| Oct 4, 2022 | Class A Common Stock | SSaleDisposed | −4,300 | $67.72F5 | −$291,196 | 79,235 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 3, 2022 | Class A Common Stock | MOption exerciseDisposed | −29,300 | $0.00 | $0 | 0 | Direct | |
| Oct 3, 2022 | Class A Common Stock | MOption exerciseDisposed | −20,700 | $0.00 | $0 | 4,300 | Direct | |
| Oct 4, 2022 | Class A Common Stock | MOption exerciseDisposed | −4,300 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $65.91 to $66.655. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $64.69 to $65.685. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $65.69 to $65.91. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $67.20 to $67.945. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
Remarks
The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan.