Sprecher Jeffrey C 的 Form 4 申報
Intercontinental Exchange, Inc.（ICE），2022/9/22 申報
- 申報編號
- 0001209191-22-051023
- 申報時間
- 2022/9/22
- 交易日
- 2022/9/21
- 申報延遲
- 1 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 8 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $924.6 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Sprecher Jeffrey CCIK 0001343882 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/9/21 | Common Stock | M行使選擇權取得 | +63,680 | $41.37 | +$2,634,441.6 | 1,341,092 | 直接 | |
| 2022/9/21 | Common Stock | M行使選擇權取得 | +1,492 | $67.00 | +$99,964 | 1,342,584 | 直接 | |
| 2022/9/21 | Common Stock | S賣出處分 | −27,801 | $94.06F3 | −$2,614,962.06 | 1,314,783 | 直接 | |
| 2022/9/21 | Common Stock | S賣出處分 | −43,299 | $95.22F4 | −$4,122,930.78 | 1,271,484 | 直接 | |
| 2022/9/21 | Common Stock | S賣出處分 | −16,277 | $95.74F5 | −$1,558,359.98 | 1,255,207 | 直接 | |
| 2022/9/21 | Common Stock | S賣出處分 | −3,212 | $94.07F7 | −$302,152.84 | 3,008,493 | 間接 | |
| 2022/9/21 | Common Stock | S賣出處分 | −5,198 | $95.25F8 | −$495,109.5 | 3,003,295 | 間接 | |
| 2022/9/21 | Common Stock | S賣出處分 | −1,590 | $95.79F9 | −$152,306.1 | 3,001,705 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/9/21 | Common Stock | M行使選擇權處分 | −63,680 | $0.00 | $0 | 0 | 直接 | |
| 2022/9/21 | Common Stock | M行使選擇權處分 | −1,492 | $0.00 | $0 | 152,299 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
The price range for the aggregate amount sold by the direct holder is $93.59 - $94.58. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price range for the aggregate amount sold by the direct holder is $94.60 - $95.59. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price range for the aggregate amount sold by the direct holder is $95.60 - $95.98. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price range for the aggregate amount sold by the direct holder is $93.62 - $94.54. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price range for the aggregate amount sold by the direct holder is $94.65 - $95.63. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price range for the aggregate amount sold by the direct holder is $95.65 - $95.98. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。