Sprecher Jeffrey C's Form 4 filing
Intercontinental Exchange, Inc. (ICE) · filed Sep 22, 2022
- Accession no.
- 0001209191-22-051023
- Filed
- Sep 22, 2022
- Trade date
- Sep 21, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 2 derivative transactions. Open-market sales total $9.25M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sprecher Jeffrey CCIK 0001343882 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 21, 2022 | Common Stock | MOption exerciseAcquired | +63,680 | $41.37 | +$2,634,441.6 | 1,341,092 | Direct | |
| Sep 21, 2022 | Common Stock | MOption exerciseAcquired | +1,492 | $67.00 | +$99,964 | 1,342,584 | Direct | |
| Sep 21, 2022 | Common Stock | SSaleDisposed | −27,801 | $94.06F3 | −$2,614,962.06 | 1,314,783 | Direct | |
| Sep 21, 2022 | Common Stock | SSaleDisposed | −43,299 | $95.22F4 | −$4,122,930.78 | 1,271,484 | Direct | |
| Sep 21, 2022 | Common Stock | SSaleDisposed | −16,277 | $95.74F5 | −$1,558,359.98 | 1,255,207 | Direct | |
| Sep 21, 2022 | Common Stock | SSaleDisposed | −3,212 | $94.07F7 | −$302,152.84 | 3,008,493 | Indirect | |
| Sep 21, 2022 | Common Stock | SSaleDisposed | −5,198 | $95.25F8 | −$495,109.5 | 3,003,295 | Indirect | |
| Sep 21, 2022 | Common Stock | SSaleDisposed | −1,590 | $95.79F9 | −$152,306.1 | 3,001,705 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 21, 2022 | Common Stock | MOption exerciseDisposed | −63,680 | $0.00 | $0 | 0 | Direct | |
| Sep 21, 2022 | Common Stock | MOption exerciseDisposed | −1,492 | $0.00 | $0 | 152,299 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price range for the aggregate amount sold by the direct holder is $93.59 - $94.58. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
The price range for the aggregate amount sold by the direct holder is $94.60 - $95.59. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
The price range for the aggregate amount sold by the direct holder is $95.60 - $95.98. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
The price range for the aggregate amount sold by the direct holder is $93.62 - $94.54. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
The price range for the aggregate amount sold by the direct holder is $94.65 - $95.63. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
The price range for the aggregate amount sold by the direct holder is $95.65 - $95.98. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.