Howley W Nicholas 的 Form 4 申報
TransDigm Group INC（TDG），2022/9/19 申報
- 申報編號
- 0001209191-22-050436
- 申報時間
- 2022/9/19
- 交易日
- 2022/9/15
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 15 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $681.9 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Howley W NicholasCIK 0001352573 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/9/15 | Common Stock | M行使選擇權取得 | +11,500 | $111.59F1 | +$1,283,285 | 33,047.51 | 間接 | |
| 2022/9/15 | Common Stock | S賣出處分 | −80 | $587.02F2 | −$46,961.6 | 32,967.51 | 間接 | |
| 2022/9/15 | Common Stock | S賣出處分 | −354 | $587.33F3 | −$207,914.82 | 32,613.51 | 間接 | |
| 2022/9/15 | Common Stock | S賣出處分 | −468 | $588.82F4 | −$275,567.76 | 32,145.51 | 間接 | |
| 2022/9/15 | Common Stock | S賣出處分 | −782 | $589.94F5 | −$461,333.08 | 31,363.51 | 間接 | |
| 2022/9/15 | Common Stock | S賣出處分 | −2,952 | $591.02F6 | −$1,744,691.04 | 28,411.51 | 間接 | |
| 2022/9/15 | Common Stock | S賣出處分 | −1,077 | $591.78F7 | −$637,347.06 | 27,334.51 | 間接 | |
| 2022/9/15 | Common Stock | S賣出處分 | −1,035 | $593.08F8 | −$613,837.8 | 26,299.51 | 間接 | |
| 2022/9/15 | Common Stock | S賣出處分 | −1,243 | $594.05F9 | −$738,404.15 | 25,056.51 | 間接 | |
| 2022/9/15 | Common Stock | S賣出處分 | −1,312 | $595.00F10 | −$780,640 | 23,744.51 | 間接 | |
| 2022/9/15 | Common Stock | S賣出處分 | −470 | $595.91F11 | −$280,077.7 | 23,274.51 | 間接 | |
| 2022/9/15 | Common Stock | S賣出處分 | −927 | $597.12F12 | −$553,530.24 | 22,347.51 | 間接 | |
| 2022/9/15 | Common Stock | S賣出處分 | −440 | $598.35F13 | −$263,274 | 21,907.51 | 間接 | |
| 2022/9/15 | Common Stock | S賣出處分 | −358 | $598.93F14 | −$214,416.94 | 21,549.51 | 間接 | |
| 2022/9/15 | Common Stock | S賣出處分 | −2 | $599.92 | −$1,199.84 | 21,547.51 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/9/15 | Common Stock | M行使選擇權處分 | −11,500 | $0.00 | $0 | 11,500 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $586.22 - $587.21. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $587.29 - $588.08. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $588.42 - $589.13. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $589.48 - $590.47. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $590.49 - $591.48. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $591.50 - $592.37. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $592.50 - $593.48. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $593.50 - $594.49. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $594.52 - $595.51. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $595.52 - $596.50. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F12
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $596.53 - $597.48. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F13
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $597.55 - $598.54. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F14
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $598.59 - $599.50. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
備註
All transactions reported hereunder were made pursuant to an established 10B5-1 plan.