Howley W Nicholas's Form 4 filing
TransDigm Group INC (TDG) · filed Sep 19, 2022
- Accession no.
- 0001209191-22-050436
- Filed
- Sep 19, 2022
- Trade date
- Sep 15, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 15 non-derivative transactions and 1 derivative transaction. Open-market sales total $6.82M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Howley W NicholasCIK 0001352573 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2022 | Common Stock | MOption exerciseAcquired | +11,500 | $111.59F1 | +$1,283,285 | 33,047.51 | Indirect | |
| Sep 15, 2022 | Common Stock | SSaleDisposed | −80 | $587.02F2 | −$46,961.6 | 32,967.51 | Indirect | |
| Sep 15, 2022 | Common Stock | SSaleDisposed | −354 | $587.33F3 | −$207,914.82 | 32,613.51 | Indirect | |
| Sep 15, 2022 | Common Stock | SSaleDisposed | −468 | $588.82F4 | −$275,567.76 | 32,145.51 | Indirect | |
| Sep 15, 2022 | Common Stock | SSaleDisposed | −782 | $589.94F5 | −$461,333.08 | 31,363.51 | Indirect | |
| Sep 15, 2022 | Common Stock | SSaleDisposed | −2,952 | $591.02F6 | −$1,744,691.04 | 28,411.51 | Indirect | |
| Sep 15, 2022 | Common Stock | SSaleDisposed | −1,077 | $591.78F7 | −$637,347.06 | 27,334.51 | Indirect | |
| Sep 15, 2022 | Common Stock | SSaleDisposed | −1,035 | $593.08F8 | −$613,837.8 | 26,299.51 | Indirect | |
| Sep 15, 2022 | Common Stock | SSaleDisposed | −1,243 | $594.05F9 | −$738,404.15 | 25,056.51 | Indirect | |
| Sep 15, 2022 | Common Stock | SSaleDisposed | −1,312 | $595.00F10 | −$780,640 | 23,744.51 | Indirect | |
| Sep 15, 2022 | Common Stock | SSaleDisposed | −470 | $595.91F11 | −$280,077.7 | 23,274.51 | Indirect | |
| Sep 15, 2022 | Common Stock | SSaleDisposed | −927 | $597.12F12 | −$553,530.24 | 22,347.51 | Indirect | |
| Sep 15, 2022 | Common Stock | SSaleDisposed | −440 | $598.35F13 | −$263,274 | 21,907.51 | Indirect | |
| Sep 15, 2022 | Common Stock | SSaleDisposed | −358 | $598.93F14 | −$214,416.94 | 21,549.51 | Indirect | |
| Sep 15, 2022 | Common Stock | SSaleDisposed | −2 | $599.92 | −$1,199.84 | 21,547.51 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2022 | Common Stock | MOption exerciseDisposed | −11,500 | $0.00 | $0 | 11,500 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $586.22 - $587.21. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $587.29 - $588.08. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $588.42 - $589.13. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $589.48 - $590.47. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $590.49 - $591.48. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $591.50 - $592.37. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $592.50 - $593.48. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $593.50 - $594.49. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $594.52 - $595.51. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F11
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $595.52 - $596.50. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F12
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $596.53 - $597.48. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F13
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $597.55 - $598.54. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F14
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $598.59 - $599.50. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
All transactions reported hereunder were made pursuant to an established 10B5-1 plan.