Keyt Bruce 的 Form 4 申報
IGM Biosciences, Inc.（IGMS），2022/9/8 申報
- 申報編號
- 0001209191-22-049210
- 申報時間
- 2022/9/8
- 交易日
- 2022/9/6-9/8
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 7 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $48.4 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Keyt BruceCIK 0001787362 | 高階主管（科學長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/9/6 | Common Stock | M行使選擇權取得 | +5,000 | $0.93 | +$4,650 | 44,489 | 直接 | |
| 2022/9/6 | Common Stock | S賣出處分 | −5,000 | $19.06F2 | −$95,300 | 39,489 | 直接 | |
| 2022/9/7 | Common Stock | M行使選擇權取得 | +10,000 | $0.93 | +$9,300 | 49,489 | 直接 | |
| 2022/9/7 | Common Stock | S賣出處分 | −10,000 | $19.04F3 | −$190,400 | 39,489 | 直接 | |
| 2022/9/8 | Common Stock | M行使選擇權取得 | +10,000 | $0.93 | +$9,300 | 49,489 | 直接 | |
| 2022/9/8 | Common Stock | S賣出處分 | −7,265 | $19.57F4 | −$142,176.05 | 42,224 | 直接 | |
| 2022/9/8 | Common Stock | S賣出處分 | −2,735 | $20.34F5 | −$55,629.9 | 39,489 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/9/6 | Common Stock | M行使選擇權處分 | −5,000 | $0.00 | $0 | 103,756 | 直接 | |
| 2022/9/7 | Common Stock | M行使選擇權處分 | −10,000 | $0.00 | $0 | 93,756 | 直接 | |
| 2022/9/8 | Common Stock | M行使選擇權處分 | −10,000 | $0.00 | $0 | 83,756 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $18.75 to $19.25. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $19.00 to $19.27. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $19.25 to $20.03. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $20.25 to $20.75. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。