Keyt Bruce's Form 4 filing
IGM Biosciences, Inc. (IGMS) · filed Sep 8, 2022
- Accession no.
- 0001209191-22-049210
- Filed
- Sep 8, 2022
- Trade date
- Sep 6-8, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $483.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Keyt BruceCIK 0001787362 | Officer (Chief Scientific Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 6, 2022 | Common Stock | MOption exerciseAcquired | +5,000 | $0.93 | +$4,650 | 44,489 | Direct | |
| Sep 6, 2022 | Common Stock | SSaleDisposed | −5,000 | $19.06F2 | −$95,300 | 39,489 | Direct | |
| Sep 7, 2022 | Common Stock | MOption exerciseAcquired | +10,000 | $0.93 | +$9,300 | 49,489 | Direct | |
| Sep 7, 2022 | Common Stock | SSaleDisposed | −10,000 | $19.04F3 | −$190,400 | 39,489 | Direct | |
| Sep 8, 2022 | Common Stock | MOption exerciseAcquired | +10,000 | $0.93 | +$9,300 | 49,489 | Direct | |
| Sep 8, 2022 | Common Stock | SSaleDisposed | −7,265 | $19.57F4 | −$142,176.05 | 42,224 | Direct | |
| Sep 8, 2022 | Common Stock | SSaleDisposed | −2,735 | $20.34F5 | −$55,629.9 | 39,489 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 6, 2022 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 103,756 | Direct | |
| Sep 7, 2022 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 93,756 | Direct | |
| Sep 8, 2022 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 83,756 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $18.75 to $19.25. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $19.00 to $19.27. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $19.25 to $20.03. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $20.25 to $20.75. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.