Stein Kevin M 的 Form 4 申報
TransDigm Group INC（TDG），2022/8/15 申報
- 申報編號
- 0001209191-22-045722
- 申報時間
- 2022/8/15
- 交易日
- 2022/8/11
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 12 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $2,349 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Stein Kevin MCIK 0001431675 | 高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/8/11 | Common Stock | M行使選擇權取得 | +35,500 | $661.68 | +$23,489,640 | 35,500 | 直接 | |
| 2022/8/11 | Common Stock | S賣出處分 | −7,900 | $657.96F1 | −$5,197,884 | 27,600 | 直接 | |
| 2022/8/11 | Common Stock | S賣出處分 | −5,221 | $658.65F2 | −$3,438,811.65 | 22,379 | 直接 | |
| 2022/8/11 | Common Stock | S賣出處分 | −2,575 | $659.59F3 | −$1,698,444.25 | 19,804 | 直接 | |
| 2022/8/11 | Common Stock | S賣出處分 | −2,282 | $660.86F4 | −$1,508,082.52 | 17,522 | 直接 | |
| 2022/8/11 | Common Stock | S賣出處分 | −3,146 | $661.83F5 | −$2,082,117.18 | 14,376 | 直接 | |
| 2022/8/11 | Common Stock | S賣出處分 | −1,693 | $662.80F6 | −$1,122,120.4 | 12,683 | 直接 | |
| 2022/8/11 | Common Stock | S賣出處分 | −1,472 | $663.97F7 | −$977,363.84 | 11,211 | 直接 | |
| 2022/8/11 | Common Stock | S賣出處分 | −4,316 | $664.96F8 | −$2,869,967.36 | 6,895 | 直接 | |
| 2022/8/11 | Common Stock | S賣出處分 | −3,232 | $665.85F9 | −$2,152,027.2 | 3,663 | 直接 | |
| 2022/8/11 | Common Stock | S賣出處分 | −3,209 | $666.79F10 | −$2,139,729.11 | 454 | 直接 | |
| 2022/8/11 | Common Stock | S賣出處分 | −454 | $667.61F11 | −$303,094.94 | 0 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/8/11 | Common Stock | M行使選擇權處分 | −35,500 | $0.00 | $0 | 35,500 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $657.2200 - $658.2150. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $658.2200 - $659.1900. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $659.2200 - $660.0800. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $660.2950 - $661.2900. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $661.3300 - $662.3200. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $662.3600 - $663.3500. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $663.3650 - $664.3400 The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $664.3800 - $665.3700. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $665.3800 - $666.3700. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $666.3800 - $667.3500. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $667.4050 - $667.8300. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。