Stein Kevin M's Form 4 filing
TransDigm Group INC (TDG) · filed Aug 15, 2022
- Accession no.
- 0001209191-22-045722
- Filed
- Aug 15, 2022
- Trade date
- Aug 11, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions and 1 derivative transaction. Open-market sales total $23.5M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stein Kevin MCIK 0001431675 | Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2022 | Common Stock | MOption exerciseAcquired | +35,500 | $661.68 | +$23,489,640 | 35,500 | Direct | |
| Aug 11, 2022 | Common Stock | SSaleDisposed | −7,900 | $657.96F1 | −$5,197,884 | 27,600 | Direct | |
| Aug 11, 2022 | Common Stock | SSaleDisposed | −5,221 | $658.65F2 | −$3,438,811.65 | 22,379 | Direct | |
| Aug 11, 2022 | Common Stock | SSaleDisposed | −2,575 | $659.59F3 | −$1,698,444.25 | 19,804 | Direct | |
| Aug 11, 2022 | Common Stock | SSaleDisposed | −2,282 | $660.86F4 | −$1,508,082.52 | 17,522 | Direct | |
| Aug 11, 2022 | Common Stock | SSaleDisposed | −3,146 | $661.83F5 | −$2,082,117.18 | 14,376 | Direct | |
| Aug 11, 2022 | Common Stock | SSaleDisposed | −1,693 | $662.80F6 | −$1,122,120.4 | 12,683 | Direct | |
| Aug 11, 2022 | Common Stock | SSaleDisposed | −1,472 | $663.97F7 | −$977,363.84 | 11,211 | Direct | |
| Aug 11, 2022 | Common Stock | SSaleDisposed | −4,316 | $664.96F8 | −$2,869,967.36 | 6,895 | Direct | |
| Aug 11, 2022 | Common Stock | SSaleDisposed | −3,232 | $665.85F9 | −$2,152,027.2 | 3,663 | Direct | |
| Aug 11, 2022 | Common Stock | SSaleDisposed | −3,209 | $666.79F10 | −$2,139,729.11 | 454 | Direct | |
| Aug 11, 2022 | Common Stock | SSaleDisposed | −454 | $667.61F11 | −$303,094.94 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2022 | Common Stock | MOption exerciseDisposed | −35,500 | $0.00 | $0 | 35,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $657.2200 - $658.2150. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $658.2200 - $659.1900. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $659.2200 - $660.0800. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $660.2950 - $661.2900. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $661.3300 - $662.3200. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $662.3600 - $663.3500. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $663.3650 - $664.3400 The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $664.3800 - $665.3700. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $665.3800 - $666.3700. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $666.3800 - $667.3500. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F11
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $667.4050 - $667.8300. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.