Sprecher Jeffrey C 的 Form 4 申報
Intercontinental Exchange, Inc.（ICE），2022/5/27 申報
- 申報編號
- 0001209191-22-032604
- 申報時間
- 2022/5/27
- 交易日
- 2022/5/25-5/26
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 7 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $925.2 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Sprecher Jeffrey CCIK 0001343882 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/5/26 | Common Stock | M行使選擇權取得 | +63,680 | $41.37 | +$2,634,441.6 | 1,359,150 | 直接 | |
| 2022/5/26 | Common Stock | M行使選擇權取得 | +1,751 | $57.31 | +$100,349.81 | 1,360,901 | 直接 | |
| 2022/5/26 | Common Stock | S賣出處分 | −18,012 | $97.86F2 | −$1,762,654.32 | 1,342,889 | 直接 | |
| 2022/5/26 | Common Stock | S賣出處分 | −29,523 | $98.84F3 | −$2,918,053.32 | 1,313,366 | 直接 | |
| 2022/5/26 | Common Stock | S賣出處分 | −36,086 | $99.62F4 | −$3,594,887.32 | 1,277,280 | 直接 | |
| 2022/5/25 | Common Stock | S賣出處分 | −5,976 | $97.38F6 | −$581,942.88 | 3,015,729 | 間接 | |
| 2022/5/25 | Common Stock | S賣出處分 | −4,024 | $98.00F7 | −$394,352 | 3,011,705 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/5/26 | Common Stock | M行使選擇權處分 | −63,680 | $0.00 | $0 | 63,680 | 直接 | |
| 2022/5/26 | Common Stock | M行使選擇權處分 | −1,751 | $0.00 | $0 | 203,206 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price range for the aggregate amount sold by the direct holder is $97.29 - $98.28. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price range for the aggregate amount sold by the direct holder is $98.29 - $99.28. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price range for the aggregate amount sold by the direct holder is $99.29 - $100.13. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price range for the aggregate amount sold by the direct holder is $96.74 - $97.73. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price range for the aggregate amount sold by the direct holder is $97.74 - $98.49. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。