Sprecher Jeffrey C's Form 4 filing
Intercontinental Exchange, Inc. (ICE) · filed May 27, 2022
- Accession no.
- 0001209191-22-032604
- Filed
- May 27, 2022
- Trade date
- May 25-26, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 2 derivative transactions. Open-market sales total $9.25M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sprecher Jeffrey CCIK 0001343882 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 26, 2022 | Common Stock | MOption exerciseAcquired | +63,680 | $41.37 | +$2,634,441.6 | 1,359,150 | Direct | |
| May 26, 2022 | Common Stock | MOption exerciseAcquired | +1,751 | $57.31 | +$100,349.81 | 1,360,901 | Direct | |
| May 26, 2022 | Common Stock | SSaleDisposed | −18,012 | $97.86F2 | −$1,762,654.32 | 1,342,889 | Direct | |
| May 26, 2022 | Common Stock | SSaleDisposed | −29,523 | $98.84F3 | −$2,918,053.32 | 1,313,366 | Direct | |
| May 26, 2022 | Common Stock | SSaleDisposed | −36,086 | $99.62F4 | −$3,594,887.32 | 1,277,280 | Direct | |
| May 25, 2022 | Common Stock | SSaleDisposed | −5,976 | $97.38F6 | −$581,942.88 | 3,015,729 | Indirect | |
| May 25, 2022 | Common Stock | SSaleDisposed | −4,024 | $98.00F7 | −$394,352 | 3,011,705 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 26, 2022 | Common Stock | MOption exerciseDisposed | −63,680 | $0.00 | $0 | 63,680 | Direct | |
| May 26, 2022 | Common Stock | MOption exerciseDisposed | −1,751 | $0.00 | $0 | 203,206 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price range for the aggregate amount sold by the direct holder is $97.29 - $98.28. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
The price range for the aggregate amount sold by the direct holder is $98.29 - $99.28. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
The price range for the aggregate amount sold by the direct holder is $99.29 - $100.13. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
The price range for the aggregate amount sold by the direct holder is $96.74 - $97.73. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
The price range for the aggregate amount sold by the direct holder is $97.74 - $98.49. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.