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Gibson Christopher 的 Form 4 申報

Recursion Pharmaceuticals, Inc.(RXRX),2022/5/6 申報

申報編號
0001209191-22-027702
申報時間
2022/5/6
交易日
2022/5/4-5/5
申報延遲
2 天
10b5-1 計畫
表單沒有這欄(2023 年以前)

這份申報列了 18 筆非衍生性交易、9 筆衍生性交易。公開市場賣出合計 $35.8 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Gibson ChristopherCIK 0001856369董事、高階主管(執行長)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2022/5/4Class A Common StockM行使選擇權取得+31,250$2.48+$77,500525,302直接
2022/5/4Class A Common StockS賣出處分−13,330$6.50−$86,645511,972直接
2022/5/4Class A Common StockC轉換取得+18,500$0.00F3$0530,472直接
2022/5/4Class A Common StockS賣出處分−18,500$6.48F4−$119,880511,972直接
2022/5/4Class A Common StockC轉換取得+500$0.00F3$0500間接
2022/5/4Class A Common StockS賣出處分−500$6.47F6−$3,2350間接
2022/5/4Class A Common StockC轉換取得+1,000$0.00F3$01,000間接
2022/5/4Class A Common StockS賣出處分−1,000$6.48F8−$6,4800間接
2022/5/4Class A Common StockC轉換取得+1,000$0.00F3$01,000間接
2022/5/4Class A Common StockS賣出處分−1,000$6.47F10−$6,4700間接
2022/5/5Class A Common StockC轉換取得+18,500$0.00F3$0530,472直接
2022/5/5Class A Common StockS賣出處分−18,500$6.44F11−$119,140511,972直接
2022/5/5Class A Common StockC轉換取得+500$0.00F3$0500間接
2022/5/5Class A Common StockS賣出處分−500$6.44F12−$3,2200間接
2022/5/5Class A Common StockC轉換取得+1,000$0.00F3$01,000間接
2022/5/5Class A Common StockS賣出處分−1,000$6.43F13−$6,4300間接
2022/5/5Class A Common StockC轉換取得+1,000$0.00F3$01,000間接
2022/5/5Class A Common StockS賣出處分−1,000$6.44F14−$6,4400間接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2022/5/4Class A Common StockC轉換處分−18,500$0.00$06,825,334直接
2022/5/5Class A Common StockC轉換處分−18,500$0.00$06,806,834直接
2022/5/4Class A Common StockM行使選擇權處分−31,250$0.00$01,000,000直接
2022/5/4Class A Common StockC轉換處分−500$0.00$0544,500間接
2022/5/5Class A Common StockC轉換處分−500$0.00$0544,000間接
2022/5/4Class A Common StockC轉換處分−1,000$0.00$0539,000間接
2022/5/5Class A Common StockC轉換處分−1,000$0.00$0538,000間接
2022/5/4Class A Common StockC轉換處分−1,000$0.00$0135,875間接
2022/5/5Class A Common StockC轉換處分−1,000$0.00$0134,875間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F3

Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

表 I 有 8 筆交易的價格引用這則附註。

F4

This transaction was executed in multiple trades at prices ranging from $6.12 to $6.95. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

表 I 有 1 筆交易的價格引用這則附註。

F6

This transaction was executed in multiple trades at prices ranging from $6.18 to $6.93. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

表 I 有 1 筆交易的價格引用這則附註。

F8

This transaction was executed in multiple trades at prices ranging from $6.17 to $6.94. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

表 I 有 1 筆交易的價格引用這則附註。

F10

This transaction was executed in multiple trades at prices ranging from $6.18 to $6.93. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

表 I 有 1 筆交易的價格引用這則附註。

F11

This transaction was executed in multiple trades at prices ranging from $6.22 to $6.72. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

表 I 有 1 筆交易的價格引用這則附註。

F12

This transaction was executed in multiple trades at prices ranging from $6.26 to $6.65. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

表 I 有 1 筆交易的價格引用這則附註。

F13

This transaction was executed in multiple trades at prices ranging from $6.26 to $6.67. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

表 I 有 1 筆交易的價格引用這則附註。

F14

This transaction was executed in multiple trades at prices ranging from $6.28 to $6.67. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)