Gibson Christopher's Form 4 filing
Recursion Pharmaceuticals, Inc. (RXRX) · filed May 6, 2022
- Accession no.
- 0001209191-22-027702
- Filed
- May 6, 2022
- Trade date
- May 4-5, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 18 non-derivative transactions and 9 derivative transactions. Open-market sales total $357.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gibson ChristopherCIK 0001856369 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 4, 2022 | Class A Common Stock | MOption exerciseAcquired | +31,250 | $2.48 | +$77,500 | 525,302 | Direct | |
| May 4, 2022 | Class A Common Stock | SSaleDisposed | −13,330 | $6.50 | −$86,645 | 511,972 | Direct | |
| May 4, 2022 | Class A Common Stock | CConversionAcquired | +18,500 | $0.00F3 | $0 | 530,472 | Direct | |
| May 4, 2022 | Class A Common Stock | SSaleDisposed | −18,500 | $6.48F4 | −$119,880 | 511,972 | Direct | |
| May 4, 2022 | Class A Common Stock | CConversionAcquired | +500 | $0.00F3 | $0 | 500 | Indirect | |
| May 4, 2022 | Class A Common Stock | SSaleDisposed | −500 | $6.47F6 | −$3,235 | 0 | Indirect | |
| May 4, 2022 | Class A Common Stock | CConversionAcquired | +1,000 | $0.00F3 | $0 | 1,000 | Indirect | |
| May 4, 2022 | Class A Common Stock | SSaleDisposed | −1,000 | $6.48F8 | −$6,480 | 0 | Indirect | |
| May 4, 2022 | Class A Common Stock | CConversionAcquired | +1,000 | $0.00F3 | $0 | 1,000 | Indirect | |
| May 4, 2022 | Class A Common Stock | SSaleDisposed | −1,000 | $6.47F10 | −$6,470 | 0 | Indirect | |
| May 5, 2022 | Class A Common Stock | CConversionAcquired | +18,500 | $0.00F3 | $0 | 530,472 | Direct | |
| May 5, 2022 | Class A Common Stock | SSaleDisposed | −18,500 | $6.44F11 | −$119,140 | 511,972 | Direct | |
| May 5, 2022 | Class A Common Stock | CConversionAcquired | +500 | $0.00F3 | $0 | 500 | Indirect | |
| May 5, 2022 | Class A Common Stock | SSaleDisposed | −500 | $6.44F12 | −$3,220 | 0 | Indirect | |
| May 5, 2022 | Class A Common Stock | CConversionAcquired | +1,000 | $0.00F3 | $0 | 1,000 | Indirect | |
| May 5, 2022 | Class A Common Stock | SSaleDisposed | −1,000 | $6.43F13 | −$6,430 | 0 | Indirect | |
| May 5, 2022 | Class A Common Stock | CConversionAcquired | +1,000 | $0.00F3 | $0 | 1,000 | Indirect | |
| May 5, 2022 | Class A Common Stock | SSaleDisposed | −1,000 | $6.44F14 | −$6,440 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 4, 2022 | Class A Common Stock | CConversionDisposed | −18,500 | $0.00 | $0 | 6,825,334 | Direct | |
| May 5, 2022 | Class A Common Stock | CConversionDisposed | −18,500 | $0.00 | $0 | 6,806,834 | Direct | |
| May 4, 2022 | Class A Common Stock | MOption exerciseDisposed | −31,250 | $0.00 | $0 | 1,000,000 | Direct | |
| May 4, 2022 | Class A Common Stock | CConversionDisposed | −500 | $0.00 | $0 | 544,500 | Indirect | |
| May 5, 2022 | Class A Common Stock | CConversionDisposed | −500 | $0.00 | $0 | 544,000 | Indirect | |
| May 4, 2022 | Class A Common Stock | CConversionDisposed | −1,000 | $0.00 | $0 | 539,000 | Indirect | |
| May 5, 2022 | Class A Common Stock | CConversionDisposed | −1,000 | $0.00 | $0 | 538,000 | Indirect | |
| May 4, 2022 | Class A Common Stock | CConversionDisposed | −1,000 | $0.00 | $0 | 135,875 | Indirect | |
| May 5, 2022 | Class A Common Stock | CConversionDisposed | −1,000 | $0.00 | $0 | 134,875 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
Referenced by the price of 8 transactions in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $6.12 to $6.95. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $6.18 to $6.93. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $6.17 to $6.94. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $6.18 to $6.93. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $6.22 to $6.72. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $6.26 to $6.65. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F13
This transaction was executed in multiple trades at prices ranging from $6.26 to $6.67. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F14
This transaction was executed in multiple trades at prices ranging from $6.28 to $6.67. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.