Howley W Nicholas 的 Form 4 申報
TransDigm Group INC（TDG），2022/4/20 申報
- 申報編號
- 0001209191-22-024890
- 申報時間
- 2022/4/20
- 交易日
- 2022/4/18
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 12 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $726.5 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Howley W NicholasCIK 0001352573 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/4/18 | Common Stock | M行使選擇權取得 | +11,500 | $130.09 | +$1,496,035 | 33,047.51 | 間接 | |
| 2022/4/18 | Common Stock | S賣出處分 | −1,731 | $628.10F1 | −$1,087,241.1 | 31,316.51 | 間接 | |
| 2022/4/18 | Common Stock | S賣出處分 | −573 | $628.91F2 | −$360,365.43 | 30,743.51 | 間接 | |
| 2022/4/18 | Common Stock | S賣出處分 | −3,924 | $630.42F3 | −$2,473,768.08 | 26,819.51 | 間接 | |
| 2022/4/18 | Common Stock | S賣出處分 | −666 | $631.34F4 | −$420,472.44 | 26,153.51 | 間接 | |
| 2022/4/18 | Common Stock | S賣出處分 | −1,601 | $632.73F5 | −$1,013,000.73 | 24,552.51 | 間接 | |
| 2022/4/18 | Common Stock | S賣出處分 | −948 | $633.63F6 | −$600,681.24 | 23,604.51 | 間接 | |
| 2022/4/18 | Common Stock | S賣出處分 | −465 | $634.79F7 | −$295,177.35 | 23,139.51 | 間接 | |
| 2022/4/18 | Common Stock | S賣出處分 | −205 | $635.75F8 | −$130,328.75 | 22,934.51 | 間接 | |
| 2022/4/18 | Common Stock | S賣出處分 | −896 | $637.11F9 | −$570,850.56 | 22,038.51 | 間接 | |
| 2022/4/18 | Common Stock | S賣出處分 | −484 | $638.02F10 | −$308,801.68 | 21,554.51 | 間接 | |
| 2022/4/18 | Common Stock | S賣出處分 | −7 | $638.82 | −$4,471.74 | 21,547.51 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/4/18 | Common Stock | M行使選擇權處分 | −11,500 | $0.00 | $0 | 69,000 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $627.65 - $628.585. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $628.66 - $629.25. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $630.01 - $631.00. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $631.01 - $632.00. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $632.05 - $633.04. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $633.12 - $633.99. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $634.39 - $635.02. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $635.40 - $636.47. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $636.50 - $637.485. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $637.535 - $638.48. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
備註
All transactions reported hereunder were made pursuant to an established 10B5-1 plan.