Howley W Nicholas's Form 4 filing
TransDigm Group INC (TDG) · filed Apr 20, 2022
- Accession no.
- 0001209191-22-024890
- Filed
- Apr 20, 2022
- Trade date
- Apr 18, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions and 1 derivative transaction. Open-market sales total $7.27M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Howley W NicholasCIK 0001352573 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 18, 2022 | Common Stock | MOption exerciseAcquired | +11,500 | $130.09 | +$1,496,035 | 33,047.51 | Indirect | |
| Apr 18, 2022 | Common Stock | SSaleDisposed | −1,731 | $628.10F1 | −$1,087,241.1 | 31,316.51 | Indirect | |
| Apr 18, 2022 | Common Stock | SSaleDisposed | −573 | $628.91F2 | −$360,365.43 | 30,743.51 | Indirect | |
| Apr 18, 2022 | Common Stock | SSaleDisposed | −3,924 | $630.42F3 | −$2,473,768.08 | 26,819.51 | Indirect | |
| Apr 18, 2022 | Common Stock | SSaleDisposed | −666 | $631.34F4 | −$420,472.44 | 26,153.51 | Indirect | |
| Apr 18, 2022 | Common Stock | SSaleDisposed | −1,601 | $632.73F5 | −$1,013,000.73 | 24,552.51 | Indirect | |
| Apr 18, 2022 | Common Stock | SSaleDisposed | −948 | $633.63F6 | −$600,681.24 | 23,604.51 | Indirect | |
| Apr 18, 2022 | Common Stock | SSaleDisposed | −465 | $634.79F7 | −$295,177.35 | 23,139.51 | Indirect | |
| Apr 18, 2022 | Common Stock | SSaleDisposed | −205 | $635.75F8 | −$130,328.75 | 22,934.51 | Indirect | |
| Apr 18, 2022 | Common Stock | SSaleDisposed | −896 | $637.11F9 | −$570,850.56 | 22,038.51 | Indirect | |
| Apr 18, 2022 | Common Stock | SSaleDisposed | −484 | $638.02F10 | −$308,801.68 | 21,554.51 | Indirect | |
| Apr 18, 2022 | Common Stock | SSaleDisposed | −7 | $638.82 | −$4,471.74 | 21,547.51 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 18, 2022 | Common Stock | MOption exerciseDisposed | −11,500 | $0.00 | $0 | 69,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $627.65 - $628.585. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $628.66 - $629.25. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $630.01 - $631.00. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $631.01 - $632.00. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $632.05 - $633.04. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $633.12 - $633.99. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $634.39 - $635.02. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $635.40 - $636.47. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $636.50 - $637.485. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $637.535 - $638.48. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
All transactions reported hereunder were made pursuant to an established 10B5-1 plan.