Howley W Nicholas 的 Form 4 申報
TransDigm Group INC（TDG），2022/3/16 申報
- 申報編號
- 0001209191-22-019315
- 申報時間
- 2022/3/16
- 交易日
- 2022/3/15
- 申報延遲
- 1 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 16 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $727.5 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Howley W NicholasCIK 0001352573 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/3/15 | Common Stock | M行使選擇權取得 | +11,500 | $130.09 | +$1,496,035 | 33,047.51 | 間接 | |
| 2022/3/15 | Common Stock | S賣出處分 | −913 | $624.88F1 | −$570,515.44 | 32,134.51 | 間接 | |
| 2022/3/15 | Common Stock | S賣出處分 | −1,298 | $625.80F2 | −$812,288.4 | 30,836.51 | 間接 | |
| 2022/3/15 | Common Stock | S賣出處分 | −761 | $627.06F3 | −$477,192.66 | 30,075.51 | 間接 | |
| 2022/3/15 | Common Stock | S賣出處分 | −516 | $627.81F4 | −$323,949.96 | 29,559.51 | 間接 | |
| 2022/3/15 | Common Stock | S賣出處分 | −416 | $629.06F5 | −$261,688.96 | 29,143.51 | 間接 | |
| 2022/3/15 | Common Stock | S賣出處分 | −432 | $629.94F6 | −$272,134.08 | 28,711.51 | 間接 | |
| 2022/3/15 | Common Stock | S賣出處分 | −408 | $630.96F7 | −$257,431.68 | 28,303.51 | 間接 | |
| 2022/3/15 | Common Stock | S賣出處分 | −334 | $631.99F8 | −$211,084.66 | 27,969.51 | 間接 | |
| 2022/3/15 | Common Stock | S賣出處分 | −669 | $633.32F9 | −$423,691.08 | 27,300.51 | 間接 | |
| 2022/3/15 | Common Stock | S賣出處分 | −216 | $634.72F10 | −$137,099.52 | 27,084.51 | 間接 | |
| 2022/3/15 | Common Stock | S賣出處分 | −1,204 | $635.71F11 | −$765,394.84 | 25,880.51 | 間接 | |
| 2022/3/15 | Common Stock | S賣出處分 | −1,721 | $636.64F12 | −$1,095,657.44 | 24,159.51 | 間接 | |
| 2022/3/15 | Common Stock | S賣出處分 | −1,656 | $637.71F13 | −$1,056,047.76 | 22,503.51 | 間接 | |
| 2022/3/15 | Common Stock | S賣出處分 | −452 | $638.75F14 | −$288,715 | 22,051.51 | 間接 | |
| 2022/3/15 | Common Stock | S賣出處分 | −504 | $639.84F15 | −$322,479.36 | 21,547.51 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/3/15 | Common Stock | M行使選擇權處分 | −11,500 | $0.00 | $0 | 80,500 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $624.365 - $625.350. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $625.375 - $626.305. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $626.50 - $627.45. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $627.53 - $628.23. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $628.55 - $629.495 The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $629.62 - $630.60 The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $630.63 - $631.25. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $631.84 - $632.195. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $633.04 - $633.965. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $634.22 - $635.205. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $635.22 - $636.18. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F12
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $636.26 - $637.21. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F13
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $637.27 - $638.22. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F14
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $638.27 - $639.015. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F15
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $639.40 - $640.245. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
備註
All transactions reported hereunder were made pursuant to an established 10B5-1 plan.