Howley W Nicholas's Form 4 filing
TransDigm Group INC (TDG) · filed Mar 16, 2022
- Accession no.
- 0001209191-22-019315
- Filed
- Mar 16, 2022
- Trade date
- Mar 15, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 16 non-derivative transactions and 1 derivative transaction. Open-market sales total $7.28M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Howley W NicholasCIK 0001352573 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2022 | Common Stock | MOption exerciseAcquired | +11,500 | $130.09 | +$1,496,035 | 33,047.51 | Indirect | |
| Mar 15, 2022 | Common Stock | SSaleDisposed | −913 | $624.88F1 | −$570,515.44 | 32,134.51 | Indirect | |
| Mar 15, 2022 | Common Stock | SSaleDisposed | −1,298 | $625.80F2 | −$812,288.4 | 30,836.51 | Indirect | |
| Mar 15, 2022 | Common Stock | SSaleDisposed | −761 | $627.06F3 | −$477,192.66 | 30,075.51 | Indirect | |
| Mar 15, 2022 | Common Stock | SSaleDisposed | −516 | $627.81F4 | −$323,949.96 | 29,559.51 | Indirect | |
| Mar 15, 2022 | Common Stock | SSaleDisposed | −416 | $629.06F5 | −$261,688.96 | 29,143.51 | Indirect | |
| Mar 15, 2022 | Common Stock | SSaleDisposed | −432 | $629.94F6 | −$272,134.08 | 28,711.51 | Indirect | |
| Mar 15, 2022 | Common Stock | SSaleDisposed | −408 | $630.96F7 | −$257,431.68 | 28,303.51 | Indirect | |
| Mar 15, 2022 | Common Stock | SSaleDisposed | −334 | $631.99F8 | −$211,084.66 | 27,969.51 | Indirect | |
| Mar 15, 2022 | Common Stock | SSaleDisposed | −669 | $633.32F9 | −$423,691.08 | 27,300.51 | Indirect | |
| Mar 15, 2022 | Common Stock | SSaleDisposed | −216 | $634.72F10 | −$137,099.52 | 27,084.51 | Indirect | |
| Mar 15, 2022 | Common Stock | SSaleDisposed | −1,204 | $635.71F11 | −$765,394.84 | 25,880.51 | Indirect | |
| Mar 15, 2022 | Common Stock | SSaleDisposed | −1,721 | $636.64F12 | −$1,095,657.44 | 24,159.51 | Indirect | |
| Mar 15, 2022 | Common Stock | SSaleDisposed | −1,656 | $637.71F13 | −$1,056,047.76 | 22,503.51 | Indirect | |
| Mar 15, 2022 | Common Stock | SSaleDisposed | −452 | $638.75F14 | −$288,715 | 22,051.51 | Indirect | |
| Mar 15, 2022 | Common Stock | SSaleDisposed | −504 | $639.84F15 | −$322,479.36 | 21,547.51 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2022 | Common Stock | MOption exerciseDisposed | −11,500 | $0.00 | $0 | 80,500 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $624.365 - $625.350. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $625.375 - $626.305. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $626.50 - $627.45. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $627.53 - $628.23. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $628.55 - $629.495 The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $629.62 - $630.60 The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $630.63 - $631.25. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $631.84 - $632.195. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $633.04 - $633.965. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $634.22 - $635.205. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F11
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $635.22 - $636.18. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F12
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $636.26 - $637.21. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F13
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $637.27 - $638.22. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F14
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $638.27 - $639.015. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F15
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $639.40 - $640.245. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
All transactions reported hereunder were made pursuant to an established 10B5-1 plan.