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Stein Laurence 的 Form 4 申報

Goldman Sachs Group Inc(GS),2022/2/18 申報

申報編號
0001209191-22-011284
申報時間
2022/2/18
交易日
2022/2/16-2/17
申報延遲
2 天
10b5-1 計畫
表單沒有這欄(2023 年以前)

這份申報列了 9 筆非衍生性交易。公開市場賣出合計 $136.6 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Stein LaurenceCIK 0001789093高階主管(行政長)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2022/2/16Common Stock, par value $0.01 per shareS賣出處分−511$357.33F1−$182,595.6312,072直接
2022/2/16Common Stock, par value $0.01 per shareS賣出處分−700$359.55F2−$251,68511,372直接
2022/2/16Common Stock, par value $0.01 per shareS賣出處分−1,120$360.66F3−$403,939.210,252直接
2022/2/16Common Stock, par value $0.01 per shareS賣出處分−100$361.37−$36,13710,152直接
2022/2/17Common Stock, par value $0.01 per shareS賣出處分−495$348.72F4−$172,616.418,463間接
2022/2/17Common Stock, par value $0.01 per shareS賣出處分−105$350.05F6−$36,755.2518,358間接
2022/2/17Common Stock, par value $0.01 per shareS賣出處分−300$351.43F7−$105,42918,058間接
2022/2/17Common Stock, par value $0.01 per shareS賣出處分−400$352.33F8−$140,93217,658間接
2022/2/17Common Stock, par value $0.01 per shareS賣出處分−100$359.03F9−$35,90317,558間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

Reflects a weighted average sale price of $357.33 per share, at prices ranging from $357.10 to $357.75 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F2

Reflects a weighted average sale price of $359.55 per share, at prices ranging from $359.09 to $359.96 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F3

Reflects a weighted average sale price of $360.66 per share, at prices ranging from $360.22 to $361.06 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F4

Reflects a weighted average sale price of $348.72 per share, at prices ranging from $348.25 to $349.24 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F6

Reflects a weighted average sale price of $350.05 per share, at prices ranging from $349.275 to $350.09 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F7

Reflects a weighted average sale price of $351.43 per share, at prices ranging from $351.09 to $351.73 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F8

Reflects a weighted average sale price of $352.33 per share, at prices ranging from $352.10 to $352.635 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F9

Reflects a weighted average sale price of $359.03 per share, at prices ranging from $358.98 to $359.13 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)