Stein Laurence's Form 4 filing
Goldman Sachs Group Inc (GS) · filed Feb 18, 2022
- Accession no.
- 0001209191-22-011284
- Filed
- Feb 18, 2022
- Trade date
- Feb 16-17, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions. Open-market sales total $1.37M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stein LaurenceCIK 0001789093 | Officer (Chief Administrative Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 16, 2022 | Common Stock, par value $0.01 per share | SSaleDisposed | −511 | $357.33F1 | −$182,595.63 | 12,072 | Direct | |
| Feb 16, 2022 | Common Stock, par value $0.01 per share | SSaleDisposed | −700 | $359.55F2 | −$251,685 | 11,372 | Direct | |
| Feb 16, 2022 | Common Stock, par value $0.01 per share | SSaleDisposed | −1,120 | $360.66F3 | −$403,939.2 | 10,252 | Direct | |
| Feb 16, 2022 | Common Stock, par value $0.01 per share | SSaleDisposed | −100 | $361.37 | −$36,137 | 10,152 | Direct | |
| Feb 17, 2022 | Common Stock, par value $0.01 per share | SSaleDisposed | −495 | $348.72F4 | −$172,616.4 | 18,463 | Indirect | |
| Feb 17, 2022 | Common Stock, par value $0.01 per share | SSaleDisposed | −105 | $350.05F6 | −$36,755.25 | 18,358 | Indirect | |
| Feb 17, 2022 | Common Stock, par value $0.01 per share | SSaleDisposed | −300 | $351.43F7 | −$105,429 | 18,058 | Indirect | |
| Feb 17, 2022 | Common Stock, par value $0.01 per share | SSaleDisposed | −400 | $352.33F8 | −$140,932 | 17,658 | Indirect | |
| Feb 17, 2022 | Common Stock, par value $0.01 per share | SSaleDisposed | −100 | $359.03F9 | −$35,903 | 17,558 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reflects a weighted average sale price of $357.33 per share, at prices ranging from $357.10 to $357.75 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Reflects a weighted average sale price of $359.55 per share, at prices ranging from $359.09 to $359.96 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Reflects a weighted average sale price of $360.66 per share, at prices ranging from $360.22 to $361.06 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Reflects a weighted average sale price of $348.72 per share, at prices ranging from $348.25 to $349.24 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Reflects a weighted average sale price of $350.05 per share, at prices ranging from $349.275 to $350.09 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Reflects a weighted average sale price of $351.43 per share, at prices ranging from $351.09 to $351.73 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Reflects a weighted average sale price of $352.33 per share, at prices ranging from $352.10 to $352.635 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Reflects a weighted average sale price of $359.03 per share, at prices ranging from $358.98 to $359.13 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.