Brin Sergey 的 Form 4 申報

Alphabet Inc.（GOOG），2022/1/11 申報

申報編號: 0001209191-22-003006
申報時間: 2022/1/11
交易日: 2021/12/31-2022/1/10
申報延遲: 11 天遲報
10b5-1 計畫: 表單沒有這欄（2023 年以前）

SEC EDGAR 原文（在新分頁開啟）

這份申報列了 30 筆非衍生性交易、4 筆衍生性交易。公開市場賣出合計 $2,039 萬。交易後 11 天才申報，超過 2 個營業日的期限。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人	與公司的關係
Brin SergeyCIK 0001295032	董事、持股 10% 以上大股東

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式
2022/1/10	Class A Common Stock	C轉換取得	+13,889	$0.00	$0	13,889	直接
2022/1/10	Class A Common Stock	S賣出處分	−500	$2,665.52^F2	−$1,332,760	13,389	直接
2022/1/10	Class A Common Stock	S賣出處分	−164	$2,667.60^F3	−$437,486.4	13,225	直接
2022/1/10	Class A Common Stock	S賣出處分	−300	$2,668.51^F4	−$800,553	12,925	直接
2022/1/10	Class A Common Stock	S賣出處分	−300	$2,670.06^F5	−$801,018	12,625	直接
2022/1/10	Class A Common Stock	S賣出處分	−200	$2,670.63^F6	−$534,126	12,425	直接
2022/1/10	Class A Common Stock	S賣出處分	−200	$2,673.19^F7	−$534,638	12,225	直接
2022/1/10	Class A Common Stock	S賣出處分	−500	$2,675.51^F8	−$1,337,755	11,725	直接
2022/1/10	Class A Common Stock	S賣出處分	−500	$2,676.63^F9	−$1,338,315	11,225	直接
2022/1/10	Class A Common Stock	S賣出處分	−416	$2,677.83^F10	−$1,113,977.28	10,809	直接
2022/1/10	Class A Common Stock	S賣出處分	−300	$2,679.10^F11	−$803,730	10,509	直接
2022/1/10	Class A Common Stock	S賣出處分	−217	$2,680.09^F12	−$581,579.53	10,292	直接
2022/1/10	Class A Common Stock	S賣出處分	−300	$2,681.45^F13	−$804,435	9,992	直接
2022/1/10	Class A Common Stock	S賣出處分	−200	$2,682.29^F14	−$536,458	9,792	直接
2022/1/10	Class A Common Stock	S賣出處分	−200	$2,683.72^F15	−$536,744	9,592	直接
2022/1/10	Class A Common Stock	S賣出處分	−300	$2,685.73^F16	−$805,719	9,292	直接
2022/1/10	Class A Common Stock	S賣出處分	−200	$2,687.58^F17	−$537,516	9,092	直接
2022/1/10	Class A Common Stock	S賣出處分	−100	$2,689.04	−$268,904	8,992	直接
2022/1/10	Class A Common Stock	S賣出處分	−100	$2,694.95	−$269,495	8,892	直接
2022/1/10	Class A Common Stock	S賣出處分	−201	$2,696.77^F18	−$542,050.77	8,691	直接
2022/1/10	Class A Common Stock	S賣出處分	−100	$2,697.14	−$269,714	8,591	直接
2022/1/10	Class A Common Stock	S賣出處分	−100	$2,699.49	−$269,949	8,491	直接
2022/1/10	Class A Common Stock	S賣出處分	−300	$2,702.62^F19	−$810,786	8,191	直接
2022/1/10	Class A Common Stock	S賣出處分	−600	$2,704.13^F20	−$1,622,478	7,591	直接
2022/1/10	Class A Common Stock	S賣出處分	−594	$2,705.56^F21	−$1,607,102.64	6,997	直接
2022/1/10	Class A Common Stock	S賣出處分	−500	$2,706.46^F22	−$1,353,230	6,497	直接
2022/1/10	Class A Common Stock	S賣出處分	−200	$2,708.60^F23	−$541,720	6,297	直接
2021/12/31	Class C Capital Stock	G贈與處分	−17,270	$0.00	$0	18,798,531	直接
2021/12/31	Class C Capital Stock	G贈與取得	+8,635	$0.00	$0	8,635	間接
2021/12/31	Class C Capital Stock	G贈與取得	+8,635	$0.00	$0	8,635	間接

衍生性證券（表 II）

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日	證券	交易	標的股數	單價	金額	交易後持有	持有方式
2021/12/31	Class A Common Stock	G贈與處分	−17,270	$0.00	$0	18,738,562	直接
2022/1/10	Class A Common Stock	C轉換處分	−13,889	$0.00	$0	18,724,673	直接
2021/12/31	Class A Common Stock	G贈與取得	+8,635	$0.00	$0	8,635	間接
2021/12/31	Class A Common Stock	G贈與取得	+8,635	$0.00	$0	8,635	間接

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,665.14 to $2,666.13, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (23) to this Form 4.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,667.13 to $2,668.12, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,668.15 to $2,669.14, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,669.58 to $2,670.57, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,670.58 to $2,671.57, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,672.80 to $2,673.79, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,675.06 to $2,676.05, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,676.15 to $2,677.14, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F10

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,677.51 to $2,678.50, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F11

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,678.70 to $2,679.69, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F12

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,679.86 to $2,680.85, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F13

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,680.88 to $2,681.87, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F14

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,681.91 to $2,682.90, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F15

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,683.63 to $2,684.62, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F16

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,685.58 to $2,686.57, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F17

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,687.20 to $2,688.19, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F18

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,696.05 to $2,697.04, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F19

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,702.30 to $2,703.29, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F20

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,703.72 to $2,704.71, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F21

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,705.14 to $2,706.13, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F22

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,706.15 to $2,707.14, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F23

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,708.32 to $2,709.31, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

備註

All sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Related transactions effected by the Reporting Person on January 10, 2022 are reported on additional Form 4s.

看 SEC EDGAR 上的完整原文（在新分頁開啟）