Brin Sergey's Form 4 filing
Alphabet Inc. (GOOG) · filed Jan 11, 2022
- Accession no.
- 0001209191-22-003006
- Filed
- Jan 11, 2022
- Trade date
- Dec 31, 2021-Jan 10, 2022
- Filing delay
- 11 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 30 non-derivative transactions and 4 derivative transactions. Open-market sales total $20.4M. It was filed 11 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Brin SergeyCIK 0001295032 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 10, 2022 | Class A Common Stock | CConversionAcquired | +13,889 | $0.00 | $0 | 13,889 | Direct | |
| Jan 10, 2022 | Class A Common Stock | SSaleDisposed | −500 | $2,665.52F2 | −$1,332,760 | 13,389 | Direct | |
| Jan 10, 2022 | Class A Common Stock | SSaleDisposed | −164 | $2,667.60F3 | −$437,486.4 | 13,225 | Direct | |
| Jan 10, 2022 | Class A Common Stock | SSaleDisposed | −300 | $2,668.51F4 | −$800,553 | 12,925 | Direct | |
| Jan 10, 2022 | Class A Common Stock | SSaleDisposed | −300 | $2,670.06F5 | −$801,018 | 12,625 | Direct | |
| Jan 10, 2022 | Class A Common Stock | SSaleDisposed | −200 | $2,670.63F6 | −$534,126 | 12,425 | Direct | |
| Jan 10, 2022 | Class A Common Stock | SSaleDisposed | −200 | $2,673.19F7 | −$534,638 | 12,225 | Direct | |
| Jan 10, 2022 | Class A Common Stock | SSaleDisposed | −500 | $2,675.51F8 | −$1,337,755 | 11,725 | Direct | |
| Jan 10, 2022 | Class A Common Stock | SSaleDisposed | −500 | $2,676.63F9 | −$1,338,315 | 11,225 | Direct | |
| Jan 10, 2022 | Class A Common Stock | SSaleDisposed | −416 | $2,677.83F10 | −$1,113,977.28 | 10,809 | Direct | |
| Jan 10, 2022 | Class A Common Stock | SSaleDisposed | −300 | $2,679.10F11 | −$803,730 | 10,509 | Direct | |
| Jan 10, 2022 | Class A Common Stock | SSaleDisposed | −217 | $2,680.09F12 | −$581,579.53 | 10,292 | Direct | |
| Jan 10, 2022 | Class A Common Stock | SSaleDisposed | −300 | $2,681.45F13 | −$804,435 | 9,992 | Direct | |
| Jan 10, 2022 | Class A Common Stock | SSaleDisposed | −200 | $2,682.29F14 | −$536,458 | 9,792 | Direct | |
| Jan 10, 2022 | Class A Common Stock | SSaleDisposed | −200 | $2,683.72F15 | −$536,744 | 9,592 | Direct | |
| Jan 10, 2022 | Class A Common Stock | SSaleDisposed | −300 | $2,685.73F16 | −$805,719 | 9,292 | Direct | |
| Jan 10, 2022 | Class A Common Stock | SSaleDisposed | −200 | $2,687.58F17 | −$537,516 | 9,092 | Direct | |
| Jan 10, 2022 | Class A Common Stock | SSaleDisposed | −100 | $2,689.04 | −$268,904 | 8,992 | Direct | |
| Jan 10, 2022 | Class A Common Stock | SSaleDisposed | −100 | $2,694.95 | −$269,495 | 8,892 | Direct | |
| Jan 10, 2022 | Class A Common Stock | SSaleDisposed | −201 | $2,696.77F18 | −$542,050.77 | 8,691 | Direct | |
| Jan 10, 2022 | Class A Common Stock | SSaleDisposed | −100 | $2,697.14 | −$269,714 | 8,591 | Direct | |
| Jan 10, 2022 | Class A Common Stock | SSaleDisposed | −100 | $2,699.49 | −$269,949 | 8,491 | Direct | |
| Jan 10, 2022 | Class A Common Stock | SSaleDisposed | −300 | $2,702.62F19 | −$810,786 | 8,191 | Direct | |
| Jan 10, 2022 | Class A Common Stock | SSaleDisposed | −600 | $2,704.13F20 | −$1,622,478 | 7,591 | Direct | |
| Jan 10, 2022 | Class A Common Stock | SSaleDisposed | −594 | $2,705.56F21 | −$1,607,102.64 | 6,997 | Direct | |
| Jan 10, 2022 | Class A Common Stock | SSaleDisposed | −500 | $2,706.46F22 | −$1,353,230 | 6,497 | Direct | |
| Jan 10, 2022 | Class A Common Stock | SSaleDisposed | −200 | $2,708.60F23 | −$541,720 | 6,297 | Direct | |
| Dec 31, 2021 | Class C Capital Stock | GGiftDisposed | −17,270 | $0.00 | $0 | 18,798,531 | Direct | |
| Dec 31, 2021 | Class C Capital Stock | GGiftAcquired | +8,635 | $0.00 | $0 | 8,635 | Indirect | |
| Dec 31, 2021 | Class C Capital Stock | GGiftAcquired | +8,635 | $0.00 | $0 | 8,635 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 31, 2021 | Class A Common Stock | GGiftDisposed | −17,270 | $0.00 | $0 | 18,738,562 | Direct | |
| Jan 10, 2022 | Class A Common Stock | CConversionDisposed | −13,889 | $0.00 | $0 | 18,724,673 | Direct | |
| Dec 31, 2021 | Class A Common Stock | GGiftAcquired | +8,635 | $0.00 | $0 | 8,635 | Indirect | |
| Dec 31, 2021 | Class A Common Stock | GGiftAcquired | +8,635 | $0.00 | $0 | 8,635 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,665.14 to $2,666.13, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (23) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,667.13 to $2,668.12, inclusive.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,668.15 to $2,669.14, inclusive.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,669.58 to $2,670.57, inclusive.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,670.58 to $2,671.57, inclusive.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,672.80 to $2,673.79, inclusive.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,675.06 to $2,676.05, inclusive.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,676.15 to $2,677.14, inclusive.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,677.51 to $2,678.50, inclusive.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,678.70 to $2,679.69, inclusive.
Referenced by the price of 1 transaction in Table I.
- F12
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,679.86 to $2,680.85, inclusive.
Referenced by the price of 1 transaction in Table I.
- F13
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,680.88 to $2,681.87, inclusive.
Referenced by the price of 1 transaction in Table I.
- F14
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,681.91 to $2,682.90, inclusive.
Referenced by the price of 1 transaction in Table I.
- F15
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,683.63 to $2,684.62, inclusive.
Referenced by the price of 1 transaction in Table I.
- F16
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,685.58 to $2,686.57, inclusive.
Referenced by the price of 1 transaction in Table I.
- F17
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,687.20 to $2,688.19, inclusive.
Referenced by the price of 1 transaction in Table I.
- F18
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,696.05 to $2,697.04, inclusive.
Referenced by the price of 1 transaction in Table I.
- F19
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,702.30 to $2,703.29, inclusive.
Referenced by the price of 1 transaction in Table I.
- F20
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,703.72 to $2,704.71, inclusive.
Referenced by the price of 1 transaction in Table I.
- F21
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,705.14 to $2,706.13, inclusive.
Referenced by the price of 1 transaction in Table I.
- F22
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,706.15 to $2,707.14, inclusive.
Referenced by the price of 1 transaction in Table I.
- F23
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,708.32 to $2,709.31, inclusive.
Referenced by the price of 1 transaction in Table I.
Remarks
All sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Related transactions effected by the Reporting Person on January 10, 2022 are reported on additional Form 4s.