Howley W Nicholas 的 Form 4 申報
TransDigm Group INC（TDG），2021/12/17 申報
- 申報編號
- 0001209191-21-070124
- 申報時間
- 2021/12/17
- 交易日
- 2021/12/15
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 11 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $657.5 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Howley W NicholasCIK 0001352573 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/12/15 | Common Stock | M行使選擇權取得 | +11,500 | $130.09 | +$1,496,035 | 33,047.51 | 間接 | |
| 2021/12/15 | Common Stock | S賣出處分 | −861 | $568.66F1 | −$489,616.26 | 32,186.51 | 間接 | |
| 2021/12/15 | Common Stock | S賣出處分 | −1,836 | $569.82F2 | −$1,046,189.52 | 30,350.51 | 間接 | |
| 2021/12/15 | Common Stock | S賣出處分 | −2,903 | $570.69F3 | −$1,656,713.07 | 27,447.51 | 間接 | |
| 2021/12/15 | Common Stock | S賣出處分 | −1,647 | $571.69F4 | −$941,573.43 | 25,800.51 | 間接 | |
| 2021/12/15 | Common Stock | S賣出處分 | −1,800 | $572.84F5 | −$1,031,112 | 24,000.51 | 間接 | |
| 2021/12/15 | Common Stock | S賣出處分 | −1,743 | $573.68F6 | −$999,924.24 | 22,257.51 | 間接 | |
| 2021/12/15 | Common Stock | S賣出處分 | −405 | $574.58F7 | −$232,704.9 | 21,852.51 | 間接 | |
| 2021/12/15 | Common Stock | S賣出處分 | −105 | $576.01F8 | −$60,481.05 | 21,747.51 | 間接 | |
| 2021/12/15 | Common Stock | S賣出處分 | −100 | $581.34 | −$58,134 | 21,647.51 | 間接 | |
| 2021/12/15 | Common Stock | S賣出處分 | −100 | $583.05 | −$58,305 | 21,547.51 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/12/15 | Common Stock | M行使選擇權處分 | −11,500 | $0.00 | $0 | 115,000 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $568.09 - $569.07. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $569.19 - $570.1875. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $570.19 - $571.145. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $572.34 - $573.31. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $572.34 - $573.31. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $573.35 - $574.31. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $574.35 - $575.24. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $575.45 - $576.03. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
備註
All transactions reported hereunder were made pursuant to an established 10B5-1 plan.