Howley W Nicholas's Form 4 filing
TransDigm Group INC (TDG) · filed Dec 17, 2021
- Accession no.
- 0001209191-21-070124
- Filed
- Dec 17, 2021
- Trade date
- Dec 15, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 11 non-derivative transactions and 1 derivative transaction. Open-market sales total $6.57M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Howley W NicholasCIK 0001352573 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2021 | Common Stock | MOption exerciseAcquired | +11,500 | $130.09 | +$1,496,035 | 33,047.51 | Indirect | |
| Dec 15, 2021 | Common Stock | SSaleDisposed | −861 | $568.66F1 | −$489,616.26 | 32,186.51 | Indirect | |
| Dec 15, 2021 | Common Stock | SSaleDisposed | −1,836 | $569.82F2 | −$1,046,189.52 | 30,350.51 | Indirect | |
| Dec 15, 2021 | Common Stock | SSaleDisposed | −2,903 | $570.69F3 | −$1,656,713.07 | 27,447.51 | Indirect | |
| Dec 15, 2021 | Common Stock | SSaleDisposed | −1,647 | $571.69F4 | −$941,573.43 | 25,800.51 | Indirect | |
| Dec 15, 2021 | Common Stock | SSaleDisposed | −1,800 | $572.84F5 | −$1,031,112 | 24,000.51 | Indirect | |
| Dec 15, 2021 | Common Stock | SSaleDisposed | −1,743 | $573.68F6 | −$999,924.24 | 22,257.51 | Indirect | |
| Dec 15, 2021 | Common Stock | SSaleDisposed | −405 | $574.58F7 | −$232,704.9 | 21,852.51 | Indirect | |
| Dec 15, 2021 | Common Stock | SSaleDisposed | −105 | $576.01F8 | −$60,481.05 | 21,747.51 | Indirect | |
| Dec 15, 2021 | Common Stock | SSaleDisposed | −100 | $581.34 | −$58,134 | 21,647.51 | Indirect | |
| Dec 15, 2021 | Common Stock | SSaleDisposed | −100 | $583.05 | −$58,305 | 21,547.51 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2021 | Common Stock | MOption exerciseDisposed | −11,500 | $0.00 | $0 | 115,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $568.09 - $569.07. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $569.19 - $570.1875. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $570.19 - $571.145. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $572.34 - $573.31. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $572.34 - $573.31. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $573.35 - $574.31. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $574.35 - $575.24. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $575.45 - $576.03. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
All transactions reported hereunder were made pursuant to an established 10B5-1 plan.