Yeaman Kevin J 的 Form 4 申報
Dolby Laboratories, Inc.（DLB），2021/12/16 申報
- 申報編號
- 0001209191-21-070106
- 申報時間
- 2021/12/16
- 交易日
- 2021/12/15-12/16
- 申報延遲
- 1 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 8 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $318.8 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Yeaman Kevin JCIK 0001200469 | 董事、高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/12/15 | Class A Common Stock | F扣股繳稅處分 | −10,882 | $90.55 | −$985,365.1 | 84,467 | 直接 | |
| 2021/12/15 | Class A Common Stock | A公司授予取得 | +43,987 | $0.00 | $0 | 128,454 | 直接 | |
| 2021/12/15 | Class A Common Stock | M行使選擇權取得 | +29,457 | $42.98 | +$1,266,061.86 | 56,870 | 間接 | |
| 2021/12/15 | Class A Common Stock | S賣出處分 | −21,361 | $90.47F5 | −$1,932,529.67 | 35,509 | 間接 | |
| 2021/12/15 | Class A Common Stock | S賣出處分 | −8,096 | $91.17F6 | −$738,112.32 | 27,413 | 間接 | |
| 2021/12/16 | Class A Common Stock | S賣出處分 | −4,723 | $91.04F7 | −$429,981.92 | 22,690 | 間接 | |
| 2021/12/16 | Class A Common Stock | S賣出處分 | −949 | $91.96F8 | −$87,270.04 | 21,741 | 間接 | |
| 2021/12/16 | Class A Common Stock | F扣股繳稅處分 | −5,268 | $91.80 | −$483,602.4 | 117,829 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/12/15 | Class A Common Stock | A公司授予取得 | +21,993 | $0.00 | $0 | 21,993 | 直接 | |
| 2021/12/15 | Class A Common Stock | A公司授予取得 | +91,047 | $0.00 | $0 | 91,047 | 直接 | |
| 2021/12/15 | Class A Common Stock | M行使選擇權處分 | −29,457 | $0.00 | $0 | 217,957 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F5
This transaction was executed in multiple trades at prices ranging from $90.03 to $90.98, inclusive. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $91.00 to $91.38, inclusive. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $90.65 to $91.45, inclusive. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $91.81 to $92.15, inclusive. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
備註
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.