Yeaman Kevin J's Form 4 filing
Dolby Laboratories, Inc. (DLB) · filed Dec 16, 2021
- Accession no.
- 0001209191-21-070106
- Filed
- Dec 16, 2021
- Trade date
- Dec 15-16, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 3 derivative transactions. Open-market sales total $3.19M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Yeaman Kevin JCIK 0001200469 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2021 | Class A Common Stock | FTax withholdingDisposed | −10,882 | $90.55 | −$985,365.1 | 84,467 | Direct | |
| Dec 15, 2021 | Class A Common Stock | AGrant or awardAcquired | +43,987 | $0.00 | $0 | 128,454 | Direct | |
| Dec 15, 2021 | Class A Common Stock | MOption exerciseAcquired | +29,457 | $42.98 | +$1,266,061.86 | 56,870 | Indirect | |
| Dec 15, 2021 | Class A Common Stock | SSaleDisposed | −21,361 | $90.47F5 | −$1,932,529.67 | 35,509 | Indirect | |
| Dec 15, 2021 | Class A Common Stock | SSaleDisposed | −8,096 | $91.17F6 | −$738,112.32 | 27,413 | Indirect | |
| Dec 16, 2021 | Class A Common Stock | SSaleDisposed | −4,723 | $91.04F7 | −$429,981.92 | 22,690 | Indirect | |
| Dec 16, 2021 | Class A Common Stock | SSaleDisposed | −949 | $91.96F8 | −$87,270.04 | 21,741 | Indirect | |
| Dec 16, 2021 | Class A Common Stock | FTax withholdingDisposed | −5,268 | $91.80 | −$483,602.4 | 117,829 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2021 | Class A Common Stock | AGrant or awardAcquired | +21,993 | $0.00 | $0 | 21,993 | Direct | |
| Dec 15, 2021 | Class A Common Stock | AGrant or awardAcquired | +91,047 | $0.00 | $0 | 91,047 | Direct | |
| Dec 15, 2021 | Class A Common Stock | MOption exerciseDisposed | −29,457 | $0.00 | $0 | 217,957 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F5
This transaction was executed in multiple trades at prices ranging from $90.03 to $90.98, inclusive. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $91.00 to $91.38, inclusive. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $90.65 to $91.45, inclusive. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $91.81 to $92.15, inclusive. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
Remarks
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.