Henderson Robert S 的 Form 4 申報
TransDigm Group INC（TDG），2021/12/9 申報
- 申報編號
- 0001209191-21-068638
- 申報時間
- 2021/12/9
- 交易日
- 2021/2/24
- 申報延遲
- 288 天遲報
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 13 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $617.3 萬。交易後 288 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Henderson Robert SCIK 0001352561 | 高階主管（Exec.V.P.） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/2/24 | Common Stock | M行使選擇權取得 | +10,000 | $191.79 | +$1,917,900 | 10,000 | 間接 | |
| 2021/2/24 | Common Stock | S賣出處分 | −642 | $608.89F1 | −$390,907.38 | 9,358 | 間接 | |
| 2021/2/24 | Common Stock | S賣出處分 | −1,000 | $609.76F2 | −$609,760 | 8,358 | 間接 | |
| 2021/2/24 | Common Stock | S賣出處分 | −1,345 | $610.84F3 | −$821,579.8 | 7,013 | 間接 | |
| 2021/2/24 | Common Stock | S賣出處分 | −900 | $613.19F4 | −$551,871 | 6,113 | 間接 | |
| 2021/2/24 | Common Stock | S賣出處分 | −1,190 | $614.38F5 | −$731,112.2 | 4,923 | 間接 | |
| 2021/2/24 | Common Stock | S賣出處分 | −200 | $614.96F6 | −$122,992 | 4,723 | 間接 | |
| 2021/2/24 | Common Stock | S賣出處分 | −200 | $616.22F7 | −$123,244 | 4,523 | 間接 | |
| 2021/2/24 | Common Stock | S賣出處分 | −196 | $617.57F8 | −$121,043.72 | 4,327 | 間接 | |
| 2021/2/24 | Common Stock | S賣出處分 | −252 | $619.44F9 | −$156,098.88 | 4,075 | 間接 | |
| 2021/2/24 | Common Stock | S賣出處分 | −100 | $620.34F10 | −$62,034 | 3,975 | 間接 | |
| 2021/2/24 | Common Stock | S賣出處分 | −3,465 | $624.48F11 | −$2,163,823.2 | 510 | 間接 | |
| 2021/2/24 | Common Stock | S賣出處分 | −510 | $624.67F12 | −$318,581.7 | 0 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/2/24 | Common Stock | M行使選擇權處分 | −10,000 | $0.00 | $0 | 122,000 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $608.45 - $609.43. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $609.45 - $610.19. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $610.485 - $611.15. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $612.87 - $613.69. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $613.89 - $614.805. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $614.90 - $615.01. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $615.99 - $616.44. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $617.505 - $617.64. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $619.13 - $619.96. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $620.28 - $620.39 The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $623.51 - $624.505. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F12
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $624.51 - $624.98. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。