Henderson Robert S's Form 4 filing
TransDigm Group INC (TDG) · filed Dec 9, 2021
- Accession no.
- 0001209191-21-068638
- Filed
- Dec 9, 2021
- Trade date
- Feb 24, 2021
- Filing delay
- 288 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 13 non-derivative transactions and 1 derivative transaction. Open-market sales total $6.17M. It was filed 288 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Henderson Robert SCIK 0001352561 | Officer (Exec.V.P.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 24, 2021 | Common Stock | MOption exerciseAcquired | +10,000 | $191.79 | +$1,917,900 | 10,000 | Indirect | |
| Feb 24, 2021 | Common Stock | SSaleDisposed | −642 | $608.89F1 | −$390,907.38 | 9,358 | Indirect | |
| Feb 24, 2021 | Common Stock | SSaleDisposed | −1,000 | $609.76F2 | −$609,760 | 8,358 | Indirect | |
| Feb 24, 2021 | Common Stock | SSaleDisposed | −1,345 | $610.84F3 | −$821,579.8 | 7,013 | Indirect | |
| Feb 24, 2021 | Common Stock | SSaleDisposed | −900 | $613.19F4 | −$551,871 | 6,113 | Indirect | |
| Feb 24, 2021 | Common Stock | SSaleDisposed | −1,190 | $614.38F5 | −$731,112.2 | 4,923 | Indirect | |
| Feb 24, 2021 | Common Stock | SSaleDisposed | −200 | $614.96F6 | −$122,992 | 4,723 | Indirect | |
| Feb 24, 2021 | Common Stock | SSaleDisposed | −200 | $616.22F7 | −$123,244 | 4,523 | Indirect | |
| Feb 24, 2021 | Common Stock | SSaleDisposed | −196 | $617.57F8 | −$121,043.72 | 4,327 | Indirect | |
| Feb 24, 2021 | Common Stock | SSaleDisposed | −252 | $619.44F9 | −$156,098.88 | 4,075 | Indirect | |
| Feb 24, 2021 | Common Stock | SSaleDisposed | −100 | $620.34F10 | −$62,034 | 3,975 | Indirect | |
| Feb 24, 2021 | Common Stock | SSaleDisposed | −3,465 | $624.48F11 | −$2,163,823.2 | 510 | Indirect | |
| Feb 24, 2021 | Common Stock | SSaleDisposed | −510 | $624.67F12 | −$318,581.7 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 24, 2021 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 122,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $608.45 - $609.43. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $609.45 - $610.19. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $610.485 - $611.15. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $612.87 - $613.69. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $613.89 - $614.805. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $614.90 - $615.01. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $615.99 - $616.44. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $617.505 - $617.64. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $619.13 - $619.96. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $620.28 - $620.39 The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F11
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $623.51 - $624.505. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F12
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $624.51 - $624.98. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.