James Hamilton E 的 Form 4 申報
Blackstone Inc.BX，2021/12/7 申報
- 申報編號
- 0001209191-21-068465
- 申報時間
- 2021/12/7
- 交易日
- 2021/12/3-12/7
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 11 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $12.1 億。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| James Hamilton ECIK 0001238989 | 董事、高階主管（Executive Vice Chairman） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/12/3 | Common Stock | C轉換取得 | +3,074,349 | $0.00 | $0 | 3,074,349 | 直接 | |
| 2021/12/7 | Common Stock | S賣出處分 | −1,803,281 | $134.45F2 | −$242,451,130.45 | 1,271,068 | 直接 | |
| 2021/12/7 | Common Stock | S賣出處分 | −1,271,068 | $134.45F3 | −$170,895,092.6 | 0 | 直接 | |
| 2021/12/3 | Common Stock | C轉換取得 | +3,650,000 | $0.00 | $0 | 3,650,000 | 間接 | |
| 2021/12/7 | Common Stock | S賣出處分 | −2,140,934 | $134.45F2 | −$287,848,576.3 | 1,509,066 | 間接 | |
| 2021/12/7 | Common Stock | S賣出處分 | −1,509,066 | $134.45F3 | −$202,893,923.7 | 0 | 間接 | |
| 2021/12/3 | Common Stock | C轉換取得 | +2,250,000 | $0.00 | $0 | 2,250,000 | 間接 | |
| 2021/12/7 | Common Stock | S賣出處分 | −1,319,754 | $134.45F2 | −$177,440,925.3 | 930,246 | 間接 | |
| 2021/12/7 | Common Stock | S賣出處分 | −930,246 | $134.45F3 | −$125,071,574.7 | 0 | 間接 | |
| 2021/12/7 | Common Stock | S賣出處分 | −12,023 | $134.45F2 | −$1,616,492.35 | 8,474 | 間接 | |
| 2021/12/7 | Common Stock | S賣出處分 | −8,474 | $134.45F3 | −$1,139,329.3 | 0 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
Represents a sale of common stock pursuant to a block trade at a price of $134.45 per share.
表 I 有 4 筆交易的價格引用這則附註。
- F3
Represents a repurchase of shares of common stock by the Issuer from the Reporting Person and certain trusts and limited liability company for the benefit of the Reporting Person's family for a price of $134.45 per share, the same price at which such sellers sold shares in the block trade referenced in footnote 2 above.
表 I 有 4 筆交易的價格引用這則附註。
- F9
A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.
表 II 有 3 筆交易的價格引用這則附註。
備註
The Reporting Person disclaims beneficial ownership of the securities reported on this form except to the extent of his pecuniary interest.