James Hamilton E's Form 4 filing
Blackstone Inc. (BX) · filed Dec 7, 2021
- Accession no.
- 0001209191-21-068465
- Filed
- Dec 7, 2021
- Trade date
- Dec 3-7, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 11 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.21B. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| James Hamilton ECIK 0001238989 | Director, Officer (Executive Vice Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 3, 2021 | Common Stock | CConversionAcquired | +3,074,349 | $0.00 | $0 | 3,074,349 | Direct | |
| Dec 7, 2021 | Common Stock | SSaleDisposed | −1,803,281 | $134.45 | −$242,451,130.45 | 1,271,068 | Direct | |
| Dec 7, 2021 | Common Stock | SSaleDisposed | −1,271,068 | $134.45 | −$170,895,092.6 | 0 | Direct | |
| Dec 3, 2021 | Common Stock | CConversionAcquired | +3,650,000 | $0.00 | $0 | 3,650,000 | Indirect | |
| Dec 7, 2021 | Common Stock | SSaleDisposed | −2,140,934 | $134.45 | −$287,848,576.3 | 1,509,066 | Indirect | |
| Dec 7, 2021 | Common Stock | SSaleDisposed | −1,509,066 | $134.45 | −$202,893,923.7 | 0 | Indirect | |
| Dec 3, 2021 | Common Stock | CConversionAcquired | +2,250,000 | $0.00 | $0 | 2,250,000 | Indirect | |
| Dec 7, 2021 | Common Stock | SSaleDisposed | −1,319,754 | $134.45 | −$177,440,925.3 | 930,246 | Indirect | |
| Dec 7, 2021 | Common Stock | SSaleDisposed | −930,246 | $134.45 | −$125,071,574.7 | 0 | Indirect | |
| Dec 7, 2021 | Common Stock | SSaleDisposed | −12,023 | $134.45 | −$1,616,492.35 | 8,474 | Indirect | |
| Dec 7, 2021 | Common Stock | SSaleDisposed | −8,474 | $134.45 | −$1,139,329.3 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 3, 2021 | Common Stock | CConversionDisposed | −3,074,349 | – | – | 14,648,744 | Direct | |
| Dec 3, 2021 | Common Stock | CConversionDisposed | −3,650,000 | – | – | 857,207 | Indirect | |
| Dec 3, 2021 | Common Stock | CConversionDisposed | −2,250,000 | – | – | 550,000 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.