Uhlman Thomas M 的 Form 4/A 修正申報
修正Everspin Technologies Inc.（MRAM），2021/11/29 申報
- 申報編號
- 0001209191-21-067000
- 申報時間
- 2021/11/29 16:44 ET
- 交易日
- 2021/11/12-11/23
- 申報延遲
- 17 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2021/11/24
這份申報列了 3 筆非衍生性交易。公開市場賣出合計 $583.7 萬。交易後 17 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Uhlman Thomas MCIK 0001245101 | 其他：Former 10% Holder |
| Garman AndrewCIK 0001260347 | 其他：Former 10% Holder |
| NV Partners IV C L PCIK 0001350134 | 其他：Former 10% Holder |
| NV Partners IV L PCIK 0001350135 | 其他：Former 10% Holder |
| Socolof StephenCIK 0001350862 | 其他：Former 10% Holder |
| NVPG IV, LLCCIK 0001686431 | 其他：Former 10% Holder |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The shares were sold as follows: 217,391 by NV Partners IV L.P. ("NV IV") and 32,609 by NV Partners IVC L.P. ("NVI VC"). NVPG IV LLC ("NVPG") is the general partner of NV IV and NV IVC. Messrs. Socolof, Garman and Ulhman are individual managing members of NVPG. Each Reporting Person disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his or its proportionate pecuniary interest therein.
- F2
Represents weighted average sales price. The shares were sold at prices ranging from $10.15 to $10.814. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The shares are held as follows: 1,748,690 by NV IV and 262,301 by NV IVC.
- F4
The shares were sold as follows: 165,882 by NV IV and 24,883 by NVI VC.
- F5
Represents weighted average sales price. The shares were sold at prices ranging from $12.20 to $12.54. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The shares are held as follows: 1,582,808 by NV IV and 237,418 by NVIVC.
- F7
The shares were sold as follows: 61,052 by NV IV and 9,158 by NVIVC.
- F8
Represents weighted average sales price. The shares were sold at prices ranging from $12.40 to $12.49. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The shares are held as follows: 1,521,756 by NV IV and 228,260 by NVIVC.
備註
The amendment is being filed to correct the date of earliest transaction and to include the additional Reporting Persons.