Uhlman Thomas M's Form 4/A amendment
AmendedEverspin Technologies Inc. (MRAM) · filed Nov 29, 2021
- Accession no.
- 0001209191-21-067000
- Filed
- Nov 29, 2021, 4:44 PM ET
- Trade date
- Nov 12-23, 2021
- Filing delay
- 17 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Nov 24, 2021
This filing lists 3 non-derivative transactions. Open-market sales total $5.84M. It was filed 17 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Uhlman Thomas MCIK 0001245101 | Other: Former 10% Holder |
| Garman AndrewCIK 0001260347 | Other: Former 10% Holder |
| NV Partners IV C L PCIK 0001350134 | Other: Former 10% Holder |
| NV Partners IV L PCIK 0001350135 | Other: Former 10% Holder |
| Socolof StephenCIK 0001350862 | Other: Former 10% Holder |
| NVPG IV, LLCCIK 0001686431 | Other: Former 10% Holder |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 12, 2021 | Common Stock | SSaleDisposed | −250,000 | $10.41F2 | −$2,602,500 | 2,010,991 | Indirect | Duplicate filing |
| Nov 19, 2021 | Common Stock | SSaleDisposed | −190,765 | $12.39F5 | −$2,363,578.35 | 1,820,226 | Indirect | Duplicate filing |
| Nov 23, 2021 | Common Stock | SSaleDisposed | −70,210 | $12.41F8 | −$871,306.1 | 1,750,016 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The shares were sold as follows: 217,391 by NV Partners IV L.P. ("NV IV") and 32,609 by NV Partners IVC L.P. ("NVI VC"). NVPG IV LLC ("NVPG") is the general partner of NV IV and NV IVC. Messrs. Socolof, Garman and Ulhman are individual managing members of NVPG. Each Reporting Person disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his or its proportionate pecuniary interest therein.
- F2
Represents weighted average sales price. The shares were sold at prices ranging from $10.15 to $10.814. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
The shares are held as follows: 1,748,690 by NV IV and 262,301 by NV IVC.
- F4
The shares were sold as follows: 165,882 by NV IV and 24,883 by NVI VC.
- F5
Represents weighted average sales price. The shares were sold at prices ranging from $12.20 to $12.54. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
The shares are held as follows: 1,582,808 by NV IV and 237,418 by NVIVC.
- F7
The shares were sold as follows: 61,052 by NV IV and 9,158 by NVIVC.
- F8
Represents weighted average sales price. The shares were sold at prices ranging from $12.40 to $12.49. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
The shares are held as follows: 1,521,756 by NV IV and 228,260 by NVIVC.
Remarks
The amendment is being filed to correct the date of earliest transaction and to include the additional Reporting Persons.