Siebel Thomas M 的 Form 4 申報
C3.ai, Inc.（AI），2021/11/17 申報
- 申報編號
- 0001209191-21-065218
- 申報時間
- 2021/11/17
- 交易日
- 2021/11/15-11/16
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 7 筆非衍生性交易。公開市場賣出合計 $2,976 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Siebel Thomas MCIK 0001031530 | 董事、高階主管（執行長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/15 | Class A Common Stock | S賣出處分 | −237,179 | $48.38F2 | −$11,474,720.02 | 3,875,133 | 間接 | |
| 2021/11/15 | Class A Common Stock | S賣出處分 | −60,779 | $49.17F4 | −$2,988,503.43 | 381,354 | 間接 | |
| 2021/11/15 | Class A Common Stock | S賣出處分 | −59,967 | $50.27F5 | −$3,014,541.09 | 3,754,387 | 間接 | |
| 2021/11/15 | Class A Common Stock | S賣出處分 | −11,600 | $51.20F6 | −$593,920 | 3,742,787 | 間接 | |
| 2021/11/16 | Class A Common Stock | S賣出處分 | −106,635 | $46.96F7 | −$5,007,579.6 | 3,636,152 | 間接 | |
| 2021/11/16 | Class A Common Stock | S賣出處分 | −128,512 | $47.93F8 | −$6,159,580.16 | 3,507,640 | 間接 | |
| 2021/11/16 | Class A Common Stock | S賣出處分 | −10,816 | $48.45F9 | −$524,035.2 | 3,496,824 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
Represents weighted average sales price. The shares were sold at prices ranging from $47.78 to $48.775. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Represents weighted average sales price. The shares were sold at prices ranging from $48.78 to $49.73. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Represents weighted average sales price. The shares were sold at prices ranging from $49.935 to $50.93. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Represents weighted average sales price. The shares were sold at prices ranging from $50.95 to $51.55. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Represents weighted average sales price. The shares were sold at prices ranging from $46.43 to $47.42. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Represents weighted average sales price. The shares were sold at prices ranging from $47.43 to $48.4275. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Represents weighted average sales price. The shares were sold at prices ranging from $48.43 to $48.53. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。