Siebel Thomas M's Form 4 filing
C3.ai, Inc. (AI) · filed Nov 17, 2021
- Accession no.
- 0001209191-21-065218
- Filed
- Nov 17, 2021
- Trade date
- Nov 15-16, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions. Open-market sales total $29.8M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Siebel Thomas MCIK 0001031530 | Director, Officer (Chief Executive Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 | Class A Common Stock | SSaleDisposed | −237,179 | $48.38F2 | −$11,474,720.02 | 3,875,133 | Indirect | |
| Nov 15, 2021 | Class A Common Stock | SSaleDisposed | −60,779 | $49.17F4 | −$2,988,503.43 | 381,354 | Indirect | |
| Nov 15, 2021 | Class A Common Stock | SSaleDisposed | −59,967 | $50.27F5 | −$3,014,541.09 | 3,754,387 | Indirect | |
| Nov 15, 2021 | Class A Common Stock | SSaleDisposed | −11,600 | $51.20F6 | −$593,920 | 3,742,787 | Indirect | |
| Nov 16, 2021 | Class A Common Stock | SSaleDisposed | −106,635 | $46.96F7 | −$5,007,579.6 | 3,636,152 | Indirect | |
| Nov 16, 2021 | Class A Common Stock | SSaleDisposed | −128,512 | $47.93F8 | −$6,159,580.16 | 3,507,640 | Indirect | |
| Nov 16, 2021 | Class A Common Stock | SSaleDisposed | −10,816 | $48.45F9 | −$524,035.2 | 3,496,824 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents weighted average sales price. The shares were sold at prices ranging from $47.78 to $48.775. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents weighted average sales price. The shares were sold at prices ranging from $48.78 to $49.73. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Represents weighted average sales price. The shares were sold at prices ranging from $49.935 to $50.93. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Represents weighted average sales price. The shares were sold at prices ranging from $50.95 to $51.55. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Represents weighted average sales price. The shares were sold at prices ranging from $46.43 to $47.42. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Represents weighted average sales price. The shares were sold at prices ranging from $47.43 to $48.4275. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Represents weighted average sales price. The shares were sold at prices ranging from $48.43 to $48.53. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.