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Viniar David A 的 Form 4 申報

Goldman Sachs Group Inc(GS),2021/11/10 申報

申報編號
0001209191-21-063857
申報時間
2021/11/10
交易日
2021/11/8
申報延遲
2 天
10b5-1 計畫
表單沒有這欄(2023 年以前)

這份申報列了 6 筆非衍生性交易。公開市場賣出合計 $696.0 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Viniar David ACIK 0001090352董事

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2021/11/8Common Stock, par value $0.01 per shareS賣出處分−5,627$409.03F1−$2,301,611.81641,798直接
2021/11/8Common Stock, par value $0.01 per shareS賣出處分−3,773$409.88F2−$1,546,477.24638,025直接
2021/11/8Common Stock, par value $0.01 per shareS賣出處分−600$410.69F3−$246,414637,425直接
2021/11/8Common Stock, par value $0.01 per shareS賣出處分−2,978$408.70F4−$1,217,108.676,715間接
2021/11/8Common Stock, par value $0.01 per shareS賣出處分−3,622$409.72F6−$1,484,005.8473,093間接
2021/11/8Common Stock, par value $0.01 per shareS賣出處分−400$410.68F7−$164,27272,693間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

Reflects a weighted average sale price of $409.03 per share, at prices ranging from $408.56 to $409.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F2

Reflects a weighted average sale price of $409.88 per share, at prices ranging from $409.57 to $410.46 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F3

Reflects a weighted average sale price of $410.69 per share, at prices ranging from $410.60 to $410.83 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F4

Reflects a weighted average sale price of $408.70 per share, at prices ranging from $408.16 to $409.07 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F6

Reflects a weighted average sale price of $409.72 per share, at prices ranging from $409.31 to $410.16 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F7

Reflects a weighted average sale price of $410.68 per share, at prices ranging from $410.60 to $410.83 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)