Viniar David A's Form 4 filing
Goldman Sachs Group Inc (GS) · filed Nov 10, 2021
- Accession no.
- 0001209191-21-063857
- Filed
- Nov 10, 2021
- Trade date
- Nov 8, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $6.96M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Viniar David ACIK 0001090352 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −5,627 | $409.03F1 | −$2,301,611.81 | 641,798 | Direct | |
| Nov 8, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −3,773 | $409.88F2 | −$1,546,477.24 | 638,025 | Direct | |
| Nov 8, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −600 | $410.69F3 | −$246,414 | 637,425 | Direct | |
| Nov 8, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −2,978 | $408.70F4 | −$1,217,108.6 | 76,715 | Indirect | |
| Nov 8, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −3,622 | $409.72F6 | −$1,484,005.84 | 73,093 | Indirect | |
| Nov 8, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −400 | $410.68F7 | −$164,272 | 72,693 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reflects a weighted average sale price of $409.03 per share, at prices ranging from $408.56 to $409.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Reflects a weighted average sale price of $409.88 per share, at prices ranging from $409.57 to $410.46 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Reflects a weighted average sale price of $410.69 per share, at prices ranging from $410.60 to $410.83 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Reflects a weighted average sale price of $408.70 per share, at prices ranging from $408.16 to $409.07 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Reflects a weighted average sale price of $409.72 per share, at prices ranging from $409.31 to $410.16 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Reflects a weighted average sale price of $410.68 per share, at prices ranging from $410.60 to $410.83 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.