Williams Angela C 的 Form 4 申報
CSX Corp（CSX），2021/10/25 申報
- 申報編號
- 0001209191-21-061524
- 申報時間
- 2021/10/25
- 交易日
- 2021/10/21
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 12 筆非衍生性交易、5 筆衍生性交易。公開市場賣出合計 $136.6 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Williams Angela CCIK 0001735776 | 高階主管（副總裁、會計主管） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/21 | Common Stock | S賣出處分 | −3,948 | $35.33 | −$139,482.84 | 20,541 | 直接 | |
| 2021/10/21 | Common Stock | S賣出處分 | −3,948 | $35.67 | −$140,825.16 | 16,593 | 直接 | |
| 2021/10/21 | Common Stock | M行使選擇權取得 | +6,609 | $8.04 | +$53,136.36 | 23,202 | 直接 | |
| 2021/10/21 | Common Stock | S賣出處分 | −6,609 | $35.33 | −$233,495.97 | 16,593 | 直接 | |
| 2021/10/21 | Common Stock | M行使選擇權取得 | +3,558 | $16.13 | +$57,390.54 | 20,151 | 直接 | |
| 2021/10/21 | Common Stock | S賣出處分 | −3,558 | $35.33 | −$125,704.14 | 16,593 | 直接 | |
| 2021/10/21 | Common Stock | M行使選擇權取得 | +5,298 | $17.94 | +$95,046.12 | 21,891 | 直接 | |
| 2021/10/21 | Common Stock | S賣出處分 | −5,298 | $35.34 | −$187,231.32 | 16,593 | 直接 | |
| 2021/10/21 | Common Stock | M行使選擇權取得 | +7,356 | $22.69 | +$166,907.64 | 23,949 | 直接 | |
| 2021/10/21 | Common Stock | S賣出處分 | −7,356 | $35.34 | −$259,961.04 | 16,593 | 直接 | |
| 2021/10/21 | Common Stock | M行使選擇權取得 | +7,818 | $26.50 | +$207,177 | 24,411 | 直接 | |
| 2021/10/21 | Common Stock | S賣出處分 | −7,818 | $35.67 | −$278,868.06 | 16,593 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/21 | Common Stock | M行使選擇權處分 | −6,609 | $8.04F6 | −$53,136.36 | 0 | 直接 | |
| 2021/10/21 | Common Stock | M行使選擇權處分 | −3,558 | $16.13F7 | −$57,390.54 | 0 | 直接 | |
| 2021/10/21 | Common Stock | M行使選擇權處分 | −5,298 | $17.94F8 | −$95,046.12 | 0 | 直接 | |
| 2021/10/21 | Common Stock | M行使選擇權處分 | −7,356 | $22.69F9 | −$166,907.64 | 3,786 | 直接 | |
| 2021/10/21 | Common Stock | M行使選擇權處分 | −7,818 | $26.50F10 | −$207,177 | 15,639 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F6
The original exercise price of the option was $24.13. On June 28, 2021 the common stock of CSX Corporation split 3-for-1 (the "Stock Split"), resulting in an adjusted price of $8.04. The Stock split also resulted in the reporting person's ownership of 4,406 additional shares.
表 II 有 1 筆交易的價格引用這則附註。
- F7
The original exercise price of the option was $48.39. On June 28, 2021 the common stock of CSX Corporation split 3-for-1 (the "Stock Split"), resulting in an adjusted price of $16.13. The Stock split also resulted in the reporting person's ownership of 2,372 additional shares.
表 II 有 1 筆交易的價格引用這則附註。
- F8
The original exercise price of the option was $53.82. On June 28, 2021 the common stock of CSX Corporation split 3-for-1 (the "Stock Split"), resulting in an adjusted price of $17.94. The Stock split also resulted in the reporting person's ownership of 3,532 additional shares.
表 II 有 1 筆交易的價格引用這則附註。
- F9
The original exercise price of the option was $68.09. On June 28, 2021 the common stock of CSX Corporation split 3-for-1 (the "Stock Split"), resulting in an adjusted price of $22.69. The Stock split also resulted in the reporting person's ownership of 7,428 additional shares.
表 II 有 1 筆交易的價格引用這則附註。
- F10
The original exercise price of the option was $79.51. On June 28, 2021 the common stock of CSX Corporation split 3-for-1 (the "Stock Split"), resulting in an adjusted price of $26.50. The Stock split also resulted in the reporting person's ownership of 15,638 additional shares.
表 II 有 1 筆交易的價格引用這則附註。