Williams Angela C's Form 4 filing
CSX Corp (CSX) · filed Oct 25, 2021
- Accession no.
- 0001209191-21-061524
- Filed
- Oct 25, 2021
- Trade date
- Oct 21, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions and 5 derivative transactions. Open-market sales total $1.37M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Williams Angela CCIK 0001735776 | Officer (VP & Chief Accounting Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 21, 2021 | Common Stock | SSaleDisposed | −3,948 | $35.33 | −$139,482.84 | 20,541 | Direct | |
| Oct 21, 2021 | Common Stock | SSaleDisposed | −3,948 | $35.67 | −$140,825.16 | 16,593 | Direct | |
| Oct 21, 2021 | Common Stock | MOption exerciseAcquired | +6,609 | $8.04 | +$53,136.36 | 23,202 | Direct | |
| Oct 21, 2021 | Common Stock | SSaleDisposed | −6,609 | $35.33 | −$233,495.97 | 16,593 | Direct | |
| Oct 21, 2021 | Common Stock | MOption exerciseAcquired | +3,558 | $16.13 | +$57,390.54 | 20,151 | Direct | |
| Oct 21, 2021 | Common Stock | SSaleDisposed | −3,558 | $35.33 | −$125,704.14 | 16,593 | Direct | |
| Oct 21, 2021 | Common Stock | MOption exerciseAcquired | +5,298 | $17.94 | +$95,046.12 | 21,891 | Direct | |
| Oct 21, 2021 | Common Stock | SSaleDisposed | −5,298 | $35.34 | −$187,231.32 | 16,593 | Direct | |
| Oct 21, 2021 | Common Stock | MOption exerciseAcquired | +7,356 | $22.69 | +$166,907.64 | 23,949 | Direct | |
| Oct 21, 2021 | Common Stock | SSaleDisposed | −7,356 | $35.34 | −$259,961.04 | 16,593 | Direct | |
| Oct 21, 2021 | Common Stock | MOption exerciseAcquired | +7,818 | $26.50 | +$207,177 | 24,411 | Direct | |
| Oct 21, 2021 | Common Stock | SSaleDisposed | −7,818 | $35.67 | −$278,868.06 | 16,593 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 21, 2021 | Common Stock | MOption exerciseDisposed | −6,609 | $8.04F6 | −$53,136.36 | 0 | Direct | |
| Oct 21, 2021 | Common Stock | MOption exerciseDisposed | −3,558 | $16.13F7 | −$57,390.54 | 0 | Direct | |
| Oct 21, 2021 | Common Stock | MOption exerciseDisposed | −5,298 | $17.94F8 | −$95,046.12 | 0 | Direct | |
| Oct 21, 2021 | Common Stock | MOption exerciseDisposed | −7,356 | $22.69F9 | −$166,907.64 | 3,786 | Direct | |
| Oct 21, 2021 | Common Stock | MOption exerciseDisposed | −7,818 | $26.50F10 | −$207,177 | 15,639 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F6
The original exercise price of the option was $24.13. On June 28, 2021 the common stock of CSX Corporation split 3-for-1 (the "Stock Split"), resulting in an adjusted price of $8.04. The Stock split also resulted in the reporting person's ownership of 4,406 additional shares.
Referenced by the price of 1 transaction in Table II.
- F7
The original exercise price of the option was $48.39. On June 28, 2021 the common stock of CSX Corporation split 3-for-1 (the "Stock Split"), resulting in an adjusted price of $16.13. The Stock split also resulted in the reporting person's ownership of 2,372 additional shares.
Referenced by the price of 1 transaction in Table II.
- F8
The original exercise price of the option was $53.82. On June 28, 2021 the common stock of CSX Corporation split 3-for-1 (the "Stock Split"), resulting in an adjusted price of $17.94. The Stock split also resulted in the reporting person's ownership of 3,532 additional shares.
Referenced by the price of 1 transaction in Table II.
- F9
The original exercise price of the option was $68.09. On June 28, 2021 the common stock of CSX Corporation split 3-for-1 (the "Stock Split"), resulting in an adjusted price of $22.69. The Stock split also resulted in the reporting person's ownership of 7,428 additional shares.
Referenced by the price of 1 transaction in Table II.
- F10
The original exercise price of the option was $79.51. On June 28, 2021 the common stock of CSX Corporation split 3-for-1 (the "Stock Split"), resulting in an adjusted price of $26.50. The Stock split also resulted in the reporting person's ownership of 15,638 additional shares.
Referenced by the price of 1 transaction in Table II.