Schwartz Robert Harris 的 Form 4 申報
Anterix Inc.（ATEX），2021/9/20 申報
- 申報編號
- 0001209191-21-056954
- 申報時間
- 2021/9/20
- 交易日
- 2021/9/16-9/20
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 14 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $357.2 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Schwartz Robert HarrisCIK 0001654170 | 董事、高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/16 | Common Stock | M行使選擇權取得 | +13,223 | $26.59 | +$351,599.57 | 144,606 | 直接 | |
| 2021/9/16 | Common Stock | M行使選擇權取得 | +9,699 | $24.45 | +$237,140.55 | 154,305 | 直接 | |
| 2021/9/16 | Common Stock | S賣出處分 | −5,395 | $54.88F2 | −$296,077.6 | 148,910 | 直接 | |
| 2021/9/16 | Common Stock | S賣出處分 | −3,415 | $55.90F3 | −$190,898.5 | 145,495 | 直接 | |
| 2021/9/16 | Common Stock | S賣出處分 | −7,514 | $57.23F4 | −$430,026.22 | 137,981 | 直接 | |
| 2021/9/16 | Common Stock | S賣出處分 | −6,598 | $57.63F5 | −$380,242.74 | 131,383 | 直接 | |
| 2021/9/17 | Common Stock | M行使選擇權取得 | +16,212 | $24.45 | +$396,383.4 | 147,595 | 直接 | |
| 2021/9/17 | Common Stock | S賣出處分 | −8,530 | $55.35F6 | −$472,135.5 | 139,065 | 直接 | |
| 2021/9/17 | Common Stock | S賣出處分 | −6,472 | $56.47F7 | −$365,473.84 | 132,593 | 直接 | |
| 2021/9/17 | Common Stock | S賣出處分 | −13,391 | $57.38F8 | −$768,375.58 | 119,202 | 直接 | |
| 2021/9/17 | Common Stock | S賣出處分 | −361 | $58.17F9 | −$20,999.37 | 118,841 | 直接 | |
| 2021/9/20 | Common Stock | S賣出處分 | −3,790 | $55.25F10 | −$209,397.5 | 115,051 | 直接 | |
| 2021/9/20 | Common Stock | S賣出處分 | −5,727 | $56.59F11 | −$324,090.93 | 109,324 | 直接 | |
| 2021/9/20 | Common Stock | S賣出處分 | −1,995 | $57.31F12 | −$114,333.45 | 107,329 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/16 | Common Stock | M行使選擇權處分 | −13,223 | $0.00 | $0 | 15,040 | 直接 | |
| 2021/9/16 | Common Stock | M行使選擇權處分 | −9,699 | $0.00 | $0 | 20,301 | 直接 | |
| 2021/9/17 | Common Stock | M行使選擇權處分 | −16,212 | $0.00 | $0 | 4,089 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $54.43 to $54.42. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $55.44 to $56.41. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $56.485 to $57.485. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $57.49 to $57.91. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $55.01 to $56.00. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $56.02 to $57.00. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $57.06 to $58.04. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $58.10 to $58.255. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $55.00 to $56.00. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $56.05 to $57.02. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $57.08 to $57.79. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。