Schwartz Robert Harris's Form 4 filing
Anterix Inc. (ATEX) · filed Sep 20, 2021
- Accession no.
- 0001209191-21-056954
- Filed
- Sep 20, 2021
- Trade date
- Sep 16-20, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 14 non-derivative transactions and 3 derivative transactions. Open-market sales total $3.57M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schwartz Robert HarrisCIK 0001654170 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2021 | Common Stock | MOption exerciseAcquired | +13,223 | $26.59 | +$351,599.57 | 144,606 | Direct | |
| Sep 16, 2021 | Common Stock | MOption exerciseAcquired | +9,699 | $24.45 | +$237,140.55 | 154,305 | Direct | |
| Sep 16, 2021 | Common Stock | SSaleDisposed | −5,395 | $54.88F2 | −$296,077.6 | 148,910 | Direct | |
| Sep 16, 2021 | Common Stock | SSaleDisposed | −3,415 | $55.90F3 | −$190,898.5 | 145,495 | Direct | |
| Sep 16, 2021 | Common Stock | SSaleDisposed | −7,514 | $57.23F4 | −$430,026.22 | 137,981 | Direct | |
| Sep 16, 2021 | Common Stock | SSaleDisposed | −6,598 | $57.63F5 | −$380,242.74 | 131,383 | Direct | |
| Sep 17, 2021 | Common Stock | MOption exerciseAcquired | +16,212 | $24.45 | +$396,383.4 | 147,595 | Direct | |
| Sep 17, 2021 | Common Stock | SSaleDisposed | −8,530 | $55.35F6 | −$472,135.5 | 139,065 | Direct | |
| Sep 17, 2021 | Common Stock | SSaleDisposed | −6,472 | $56.47F7 | −$365,473.84 | 132,593 | Direct | |
| Sep 17, 2021 | Common Stock | SSaleDisposed | −13,391 | $57.38F8 | −$768,375.58 | 119,202 | Direct | |
| Sep 17, 2021 | Common Stock | SSaleDisposed | −361 | $58.17F9 | −$20,999.37 | 118,841 | Direct | |
| Sep 20, 2021 | Common Stock | SSaleDisposed | −3,790 | $55.25F10 | −$209,397.5 | 115,051 | Direct | |
| Sep 20, 2021 | Common Stock | SSaleDisposed | −5,727 | $56.59F11 | −$324,090.93 | 109,324 | Direct | |
| Sep 20, 2021 | Common Stock | SSaleDisposed | −1,995 | $57.31F12 | −$114,333.45 | 107,329 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2021 | Common Stock | MOption exerciseDisposed | −13,223 | $0.00 | $0 | 15,040 | Direct | |
| Sep 16, 2021 | Common Stock | MOption exerciseDisposed | −9,699 | $0.00 | $0 | 20,301 | Direct | |
| Sep 17, 2021 | Common Stock | MOption exerciseDisposed | −16,212 | $0.00 | $0 | 4,089 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $54.43 to $54.42. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $55.44 to $56.41. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $56.485 to $57.485. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $57.49 to $57.91. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $55.01 to $56.00. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $56.02 to $57.00. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $57.06 to $58.04. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $58.10 to $58.255. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $55.00 to $56.00. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $56.05 to $57.02. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $57.08 to $57.79. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.