Schwartz Robert Harris 的 Form 4 申報
Anterix Inc.（ATEX），2021/9/15 申報
- 申報編號
- 0001209191-21-056304
- 申報時間
- 2021/9/15
- 交易日
- 2021/9/13-9/15
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 12 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $238.9 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Schwartz Robert HarrisCIK 0001654170 | 董事、高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/13 | Common Stock | M行使選擇權取得 | +10,222 | $26.59 | +$271,802.98 | 141,605 | 直接 | |
| 2021/9/13 | Common Stock | S賣出處分 | −7,120 | $58.30F2 | −$415,096 | 134,485 | 直接 | |
| 2021/9/13 | Common Stock | S賣出處分 | −1,192 | $59.23F3 | −$70,602.16 | 133,293 | 直接 | |
| 2021/9/13 | Common Stock | S賣出處分 | −1,792 | $60.44F4 | −$108,308.48 | 131,501 | 直接 | |
| 2021/9/13 | Common Stock | S賣出處分 | −118 | $61.25 | −$7,227.5 | 131,383 | 直接 | |
| 2021/9/14 | Common Stock | M行使選擇權取得 | +10,505 | $26.59 | +$279,327.95 | 141,888 | 直接 | |
| 2021/9/14 | Common Stock | S賣出處分 | −8,453 | $57.94F5 | −$489,766.82 | 133,435 | 直接 | |
| 2021/9/14 | Common Stock | S賣出處分 | −2,052 | $58.63F6 | −$120,308.76 | 131,383 | 直接 | |
| 2021/9/15 | Common Stock | M行使選擇權取得 | +21,010 | $26.59 | +$558,655.9 | 152,393 | 直接 | |
| 2021/9/15 | Common Stock | S賣出處分 | −8,383 | $55.68F7 | −$466,765.44 | 144,010 | 直接 | |
| 2021/9/15 | Common Stock | S賣出處分 | −12,356 | $56.31F8 | −$695,766.36 | 131,654 | 直接 | |
| 2021/9/15 | Common Stock | S賣出處分 | −271 | $57.36F9 | −$15,544.56 | 131,383 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/13 | Common Stock | M行使選擇權處分 | −10,222 | $0.00 | $0 | 59,778 | 直接 | |
| 2021/9/14 | Common Stock | M行使選擇權處分 | −10,505 | $0.00 | $0 | 49,273 | 直接 | |
| 2021/9/15 | Common Stock | M行使選擇權處分 | −21,010 | $0.00 | $0 | 28,263 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $57.86 to $58.83. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $58.88 to $59.64. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $60.005 to $60.95. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $57.43 to $58.425. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $58.435 to $58.865. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $55.095 to $56.095. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $56.10 to $57.01. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $57.18 to $57.46. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。