Schwartz Robert Harris's Form 4 filing
Anterix Inc. (ATEX) · filed Sep 15, 2021
- Accession no.
- 0001209191-21-056304
- Filed
- Sep 15, 2021
- Trade date
- Sep 13-15, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.39M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schwartz Robert HarrisCIK 0001654170 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 13, 2021 | Common Stock | MOption exerciseAcquired | +10,222 | $26.59 | +$271,802.98 | 141,605 | Direct | |
| Sep 13, 2021 | Common Stock | SSaleDisposed | −7,120 | $58.30F2 | −$415,096 | 134,485 | Direct | |
| Sep 13, 2021 | Common Stock | SSaleDisposed | −1,192 | $59.23F3 | −$70,602.16 | 133,293 | Direct | |
| Sep 13, 2021 | Common Stock | SSaleDisposed | −1,792 | $60.44F4 | −$108,308.48 | 131,501 | Direct | |
| Sep 13, 2021 | Common Stock | SSaleDisposed | −118 | $61.25 | −$7,227.5 | 131,383 | Direct | |
| Sep 14, 2021 | Common Stock | MOption exerciseAcquired | +10,505 | $26.59 | +$279,327.95 | 141,888 | Direct | |
| Sep 14, 2021 | Common Stock | SSaleDisposed | −8,453 | $57.94F5 | −$489,766.82 | 133,435 | Direct | |
| Sep 14, 2021 | Common Stock | SSaleDisposed | −2,052 | $58.63F6 | −$120,308.76 | 131,383 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseAcquired | +21,010 | $26.59 | +$558,655.9 | 152,393 | Direct | |
| Sep 15, 2021 | Common Stock | SSaleDisposed | −8,383 | $55.68F7 | −$466,765.44 | 144,010 | Direct | |
| Sep 15, 2021 | Common Stock | SSaleDisposed | −12,356 | $56.31F8 | −$695,766.36 | 131,654 | Direct | |
| Sep 15, 2021 | Common Stock | SSaleDisposed | −271 | $57.36F9 | −$15,544.56 | 131,383 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 13, 2021 | Common Stock | MOption exerciseDisposed | −10,222 | $0.00 | $0 | 59,778 | Direct | |
| Sep 14, 2021 | Common Stock | MOption exerciseDisposed | −10,505 | $0.00 | $0 | 49,273 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −21,010 | $0.00 | $0 | 28,263 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $57.86 to $58.83. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $58.88 to $59.64. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $60.005 to $60.95. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $57.43 to $58.425. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $58.435 to $58.865. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $55.095 to $56.095. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $56.10 to $57.01. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $57.18 to $57.46. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.