Waldron John E. 的 Form 4 申報
Goldman Sachs Group IncGS，2021/8/16 申報
- 申報編號
- 0001209191-21-051633
- 申報時間
- 2021/8/16
- 交易日
- 2021/8/13
- 申報延遲
- 3 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 7 筆非衍生性交易。公開市場賣出合計 $825.6 萬。交易後 3 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Waldron John E.CIK 0001754399 | 高階主管（總裁、營運長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/13 | Common Stock, par value $0.01 per share | S賣出處分 | −1,437 | $409.48F2 | −$588,422.76 | 89,194 | 直接 | |
| 2021/8/13 | Common Stock, par value $0.01 per share | S賣出處分 | −2,003 | $410.82F3 | −$822,872.46 | 87,191 | 直接 | |
| 2021/8/13 | Common Stock, par value $0.01 per share | S賣出處分 | −3,094 | $412.09F4 | −$1,275,006.46 | 84,097 | 直接 | |
| 2021/8/13 | Common Stock, par value $0.01 per share | S賣出處分 | −7,509 | $412.93F5 | −$3,100,691.37 | 76,588 | 直接 | |
| 2021/8/13 | Common Stock, par value $0.01 per share | S賣出處分 | −2,956 | $413.99F6 | −$1,223,754.44 | 73,632 | 直接 | |
| 2021/8/13 | Common Stock, par value $0.01 per share | S賣出處分 | −2,601 | $414.91F7 | −$1,079,180.91 | 71,031 | 直接 | |
| 2021/8/13 | Common Stock, par value $0.01 per share | S賣出處分 | −400 | $416.11F8 | −$166,444 | 70,631 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
Reflects a weighted average sale price of $409.48 per share, at prices ranging from $409.25 to $409.815 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Reflects a weighted average sale price of $410.82 per share, at prices ranging from $410.43 to $411.355 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Reflects a weighted average sale price of $412.09 per share, at prices ranging from $411.44 to $412.42 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Reflects a weighted average sale price of $412.93 per share, at prices ranging from $412.44 to $413.40 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Reflects a weighted average sale price of $413.99 per share, at prices ranging from $413.44 to $414.41 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Reflects a weighted average sale price of $414.91 per share, at prices ranging from $414.45 to $415.40 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Reflects a weighted average sale price of $416.11 per share, at prices ranging from $415.80 to $416.355 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。